Search for: "Ken Herzinger" Results 1 - 2 of 2
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16 Jun 2017, 6:19 am
Krug, University of Washington School of Law, on Wednesday, June 14, 2017 Tags: Broker-dealers, DOL, Donald Trump, ERISA, Fiduciary duties, Fiduciary rule, Financial regulation, Incentives, Investment advisers, Investor protection, SEC, Securities regulation Government Leaks Lead to Landmark Insider Trading Case Posted by Ken Herzinger and Stephanie Albrecht, Orrick, Herrington & Sutcliffe LLP,… [read post]
14 Jun 2017, 6:06 am
Posted by Ken Herzinger and Stephanie Albrecht, Orrick, Herrington & Sutcliffe LLP, on Wednesday, June 14, 2017 Editor's Note: Ken Herzinger is Partner and Stephanie Albrecht is Managing Associate at Orrick, Herrington & Sutcliffe LLP. [read post]