Search for: "Kokesh v. Securities and Exchange Commission"
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9 Sep 2022, 10:06 am
The Commission could seek disgorgement for scienter-based violations occurring up to ten years prior to the charges, not the five years set forth in Kokesh v. [read post]
20 May 2022, 11:01 am
Khan, joined by Securities and Exchange Commission (SEC) Chair Gary Gensler, made the regular trip to Congress to ask for a bigger budget to support more hires. [read post]
6 May 2021, 3:30 am
The Securities and Exchange Commission (SEC) has faced, and continues to face, an array of criticisms for aggressive uses of its disgorgement remedy pursuant to statutory authorization. [read post]
16 Feb 2021, 2:23 pm
In Salzberg v. [read post]
13 Jan 2021, 9:05 am
Kokesh v. [read post]
5 Jan 2021, 3:00 am
Securities and Exchange CommissionLiu v. [read post]
18 Aug 2020, 1:37 pm
Earlier this summer, the US Supreme Court handed down a highly anticipated decision clarifying the powers of the Securities and Exchanges Commission in civil enforcement proceedings. [read post]
13 Jul 2020, 9:36 am
” Relying on the Court’s 2017 decision in Kokesh v. [read post]
10 Jul 2020, 5:58 am
Securities and Exchange Commission, on Wednesday, July 8, 2020 Tags: Corporate liability, Disclosure, ESG, Institutional Investors, Materiality, SEC, Securities regulation, Sustainability 8 Steps for Audit Committees to Navigate the Pandemic Posted by Hille R. [read post]
29 Jun 2020, 11:20 am
Securities & Exchange Comm’n, 137 S. [read post]
24 Jun 2020, 4:52 pm
On Monday, the Supreme Court placed significant limits on the Securities and Exchange Commission’s (“SEC”) ability to seek disgorgement, a powerful tool that often was used more like a penalty than an equitable remedy. [read post]
23 Jun 2020, 3:35 pm
Tonkovic, J.D.Answering a question left open in Kokesh v. [read post]
22 Jun 2020, 4:17 pm
David TopolIn its June 2017 decision in Kokesh v. [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
16 Mar 2020, 8:49 am
Supreme Court's 2017 assessment in Kokesh v. [read post]
5 Mar 2020, 1:49 pm
Securities and Exchange Commission (SEC) announced that actor and famed martial artist Steven Seagal pumped up an initial coin offering (ICO) without telling investors he was getting paid a promotional fee to do so. [read post]
4 Mar 2020, 12:16 pm
The case involves the scope of relief in enforcement actions that the Securities and Exchange Commission brings in federal court (as opposed to its internal administrative proceedings). [read post]
25 Feb 2020, 8:53 am
Securities and Exchange Commission will take the justices through familiar ground, as they consider once again the boundaries of the broad and multifarious forms of relief available in litigation enforcing the Securities Act of 1933 and the Securities Exchange Act of 1934. [read post]
19 Dec 2019, 6:20 am
Specifically, Section 21(d)(5) states: "In any action or proceeding brought or instituted by the Commission under any provision of the securities laws, the Commission may seek, and any Federal court may grant, any equitable relief that may be appropriate or necessary for the benefit of investors. [read post]
25 Nov 2019, 12:48 pm
Now, that entire foundation has come into question, prompted first by the Supreme Court’s 2017 decision in Kokesh v. [read post]
