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SEC Chair Gensler on Registration of Security-Based Swap Execution Facilities
2 Nov 2023, 9:01 pm by renholding
For their work on these matters, I’d like to thank members of the SEC staff including: Haoxiang Zhu, Andrea Orr, David Saltiel, William Miller, Kyle Druding, Sharon Park, Roni Bergoffen, Eric Juzenas, Michael Coe, Michael Gaw, David Liu, Leah Mesfin, Michou Nguyen, Geoffrey Pemble, Justin Pica, Leah Drennan Will Magliocco, Carol McGee, John Guidroz, Israel Goodman, Matthew Lee, and Stephanie Park in the Division of Trading and Markets; Meridith Mitchell, Robert Teply, Leila Bham, Donna… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Curated Nonprofit Resources of the Week – 10/22/23
22 Oct 2023, 10:10 am by Gene Takagi
” Washington Post Equity and Justice Related Articles & Resources: The Moore Case Before the U.S. [read post]
Nonprofit Law Blog - http://www.nonprofitlawblog.com/
SEC Chair Gensler Supports Final Rules on Beneficial Ownership
10 Oct 2023, 9:03 pm by renholding
I’d like to thank members of the SEC staff for their work on these final rules, including: Erik Gerding, Mellissa Duru, Ted Yu, Nicholas Panos, Valian Afshar, Elizabeth Murphy, Robert Errett, Chris Windsor, Anne Krauskopf, Katherine Bagley, Emma O’Hara, and Pearl Crawley in the Division of Corporation Finance; Megan Barbero, Bryant Morris, Dorothy McCuaig, Ken Alcé, David Russo, Rachel McKenzie, and Brooke Wagner in the Office of the General Counsel; Jessica Wachter, Lyndon Orton,… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
News You Can Use Digest – September 22, 2023
22 Sep 2023, 4:00 am by Jim Sedor
National/Federal Lobbyists Flirt with AI While Remaining Cautious of Its Promises Bloomberg Government – Kate Ackley | Published: 9/8/2023 Lobbyists are scrambling to put their imprint on federal oversight of artificial intelligence (AI) and grappling with its influence on their own profession even as they predict robot-lobbyists will likely remain in the realm of science fiction. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
SEC Chair Gensler Speaks on Updates to the Names Rule
21 Sep 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on this adoption, including: William Birdthistle, Sarah ten Siethoff, Brian Johnson, Amanda Hollander Wagner, Brad Gude, Blair Burnett, Mykaila DeLesDernier, Pamela Ellis, Mike Spratt, and Michael Kosoff in the Division of Investment Management; Jessica Wachter, Alexander Schiller, Ross Askanazi, Justin Vitanza, Lauren Moore, Charles Woodworth, Robert Girouard, Julie Marlowe, and Parhaum Hamidi in the Division of… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Statement by Chair Gensler on Private Fund Advisers
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Chair Gensler on Private Fund Advisers
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Chair Gensler on New Rules for Private Fund Advisers
23 Aug 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Speaks About Proposed Rules on Money Market Funds, Customer Protection
12 Jul 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on this proposal, including: Haoxiang Zhu, Sheila Swartz, Abraham Jacob, Randall Roy, Mike Macchiaroli, Tom McGowan, Ray Lombardo, Tim Fox, David Saltiel, Andrea Orr, Yue Ding, John Prochilo, and Roni Bergoffen in the Division of Trading and Markets; Jessica Wachter, Juan Echeverri, Dasha Safonova, Ryan Brady, Caroline Schulte, Oliver Richard, Jill Henderson, Lauren Moore, and Charles Woodworth in the Division of… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Gensler Speaks on Alternative Trading Systems and the Definition of an Exchange
16 Apr 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on this proposal, including: Tyler Raimo, Matt Cursio, David Garcia, Eugene Hsia, Megan Mitchell, Amir Katz, Joanne Kim, Haoxiang Zhu, David Saltiel, Andrea Orr, Eric Juzenas, David Shillman, Geeta Dhingra, Joanne Rutkowski, Jo Anne Swindler, Roni Bergoffen, Yue Ding, Sharon Park, and Marilyn Parker in the Division of Trading and Markets; Jessica Wachter, Paul Barton, Lauren Moore, Charles Woodworth, Zachery Kiefer,… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Gensler Speaks on Requirement to File Electronically
22 Mar 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on this proposal, including: Haoxiang Zhu, Raymond Lombardo, Valentina Deng, Patrick Bloomstine, Edward Cho, David Dimitrious, Deborah Flynn, Lourdes Gonzalez, John Guidroz, Haley Holliday, Molly Kim, Matthew Lee, Katherine Lesker, Russell Mancuso, Cristie March, Carol McGee, David Michehl, Catherine Moore, Michou Nguyen, Claire Noakes, Susan Petersen, Justin Pica, David Remus, Kelly Shoop, Rose Wells, David Saltiel, Andrea… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Gensler on Recent Bank Failures, Enhanced Cybersecurity for Market Entities
15 Mar 2023, 9:01 pm by renholding
Coe, Leah Mesfin, Tyler Raimo, Cate Whiting, Elizabeth De boyrie, Heidi Pilpel, David Liu, Erika Berg, Katriana Roh, David Hsu, Rob Hegarty, Roman Ivanchenko, Joshua Nimmo, Devin Ryan, James Wintering, Susan Pokembla, Ed Schellhorn, Roni Bergoffen, Laura Compton, Jennifer Colihan, and William Miller in the Division of Trading and Markets; Greg Price, Jessica Wachter, Oliver Richard, Juan Echeverri, Wei Liu, Daniel Bresler, Michael Willis, Julie Marlowe, Greg Scopino, Parhaum Hamidi, Lauren… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Gensler Addresses New Rules on the Settlement Cycle
15 Feb 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on these amendments, including: Haoxiang Zhu, Matt Lee, David Saltiel, Andrea Orr, Jeff Mooney, Roni Bergoffen, Sharon Park, Yue Ding, Jennifer Colihan, Will Miller, Andrew Shanbrom, Mary Ann Callahan, Susan Petersen, Jesse Capelle, Tanin Kazemi, and Haley Holliday in the Division of Trading and Markets; William Birdthistle, Sarah ten Siethoff, Holly Miller, Jennifer Porter, and Amy Miller in the Division of Investment Management;… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
American Indian Law Top Downloads for 2022 on SSRN
4 Jan 2023, 5:57 am by Matthew L.M. Fletcher
Moore and Michalyn Steele Brigham Young University – J. [read post]
Turtle Talk - https://turtletalk.blog/
SEC Chair Gensler Speaks on Re-Proposed Amendments to FINRA Membership Exemption
31 Jul 2022, 9:01 pm by Gary Gensler
I’d like to thank the staff for their diligent work in preparing these amendments, including: Michael Bradley, Haoxiang Zhu, David Saltiel, Andrea Orr, David Shillman, Eric Juzenas, Meredith Macvicar, David Michehl, Vince Vuong, Roni Bergoffen, Nicholas Shwayri, Mark Sater, and Marilyn Parker in the Division of Trading and Markets; Cuyler Strong, Laura Tuttle, Jessica Wachter, Amy Edwards, Patti Vegella, Lauren Moore, Charles Woodworth, and Amy Edwards in the Division of… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Statement by Chair Gensler on Re-Proposed Amendments Regarding Exemption from National Securities Association Membership
30 Jul 2022, 6:30 am
I’d like to thank the staff for their diligent work in preparing these amendments, including: Michael Bradley, Haoxiang Zhu, David Saltiel, Andrea Orr, David Shillman, Eric Juzenas, Meredith Macvicar, David Michehl, Vince Vuong, Roni Bergoffen, Nicholas Shwayri, Mark Sater, and Marilyn Parker in the Division of Trading and Markets; Cuyler Strong, Laura Tuttle, Jessica Wachter, Amy Edwards, Patti Vegella, Lauren Moore, Charles Woodworth, and Amy Edwards in the Division of… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement by Chair Gensler on Re-Proposed Amendments Regarding Exemption from National Securities Association Membership
30 Jul 2022, 6:30 am
I’d like to thank the staff for their diligent work in preparing these amendments, including: Michael Bradley, Haoxiang Zhu, David Saltiel, Andrea Orr, David Shillman, Eric Juzenas, Meredith Macvicar, David Michehl, Vince Vuong, Roni Bergoffen, Nicholas Shwayri, Mark Sater, and Marilyn Parker in the Division of Trading and Markets; Cuyler Strong, Laura Tuttle, Jessica Wachter, Amy Edwards, Patti Vegella, Lauren Moore, Charles Woodworth, and Amy Edwards in the Division of… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Chair Gensler Addresses Proposed Amendments to Rule 14a-8, Proxy-Voting Advice Rules
13 Jul 2022, 9:01 pm by Gary Gensler
I’d like to thank the staff for their hard work in making these important amendments, including: Renee Jones, Michael Seaman, and Kasey Robinson in the Division of Corporation Finance; Dan Berkovitz, Megan Barbero, Bryant Morris, Dorothy McCuaig, David Russo, and Joe Valerio in the Office of the General Counsel; Lauren Moore, Andrew Glickman, and Olga Itenberg in the Division of Economic and Risk Analysis; Ray Be, Terri Jordan, and Toyin Momoh in the Division of Investment… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
In Memoriam: Hurst, Preyer, Reid, Moore, and Jane Scheiber
12 Jul 2022, 9:30 pm by ernst
Nelson has contributed a memorial of his fellow Honorary Fellow John Philip Reid; Victoria Woeste has contributed one on Jane Lang Scheiber; and Past President Lauren Benton has contributed one on Honorary Fellow Sally Falk Moore. [read post]
Legal History Blog - http://legalhistoryblog.blogspot.com/
The Cravath System & Pedigree: Biglaw Talent Acquisition
2 May 2022, 4:02 am by Joseph Kim
Professor Lauren A. [read post]
The Biglaw Investor - http://www.biglawinvestor.com/