Search for: "Lisa Fairfax" Results 41 - 60 of 197
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5 Jan 2017, 8:04 am by Doug Cornelius
No word on whether the stalled nominations of Lisa Fairfax and and Hester Peirce will proceed or whether there will be new candidates. [read post]
9 Nov 2016, 9:10 pm by Steve Bainbridge
I noted earlier today that rumor had it that the election result was bad news for the SEC nominations of Hester Pierce and my friend Lisa Fairfax. [read post]
9 Nov 2016, 1:07 pm by Steve Bainbridge
There are currently two vacancies on the SEC with Hester Pierce and my friend Lisa Fairfax having been nominated to fill those vacancies. [read post]
1 Jul 2016, 7:16 am by Doug Cornelius
” [More…] ‘Hold’ everything: SEC may be stuck at three commissioners for a while by Bruce Carton in Compliance Week As I have been following here for many months, President Obama nominated Hester Peirce and Lisa Fairfax to be SEC commissioners in October 2015 to fill open Republican and Democrat seats on the Commission, respectively. [read post]
30 Jun 2016, 3:14 am by Broc Romanek
Peirce—and that, in turn, is likely to stall consideration as well for Lisa Fairfax, a Democrat tapped for a second vacancy at the five-member commission. [read post]
27 May 2016, 11:23 am
” In addition Thompson pointed out that the Commission is still missing two commissioners who are required to pass any new rule.In a recent voice vote, the Senate Banking Committee approved nominees Republican Hester Pierce and Democrat Lisa Fairfax, but it is not clear when the full Senate will schedule a vote confirming or denying the nominees.More than a year ago, SEC Chairwoman Mary Jo White indicated that she supports a uniform fiduciary rule, but also noted that she was… [read post]
20 May 2016, 8:54 am by John Jascob
By Amy Leisinger, J.D.The Senate Banking Committee has voted to approve several executive nominations for a full Senate vote, including Lisa Fairfax and Hester Peirce for the SEC, according to a statement by the committee’s ranking Democrat. [read post]
20 May 2016, 3:28 am by Broc Romanek
SEC Commissioners: Two Nominees Passed By Committee (But Still Might Not Be Confirmed) Yesterday, as noted in WSJ article, the Senate Banking Committee approved of the two SEC Commissioner nominees – Lisa Fairfax and Hester Peirce – by a voice vote about six weeks after their hearing was suddenly curtailed, but there still could be trouble in obtaining confirmation on the Senate floor, according to the article… – Broc Romanek [read post]
12 May 2016, 3:21 am by Broc Romanek
Here’s an excerpt: President Obama has nominated Lisa Fairfax, a Democrat, and Hester Peirce, a Republican, to fill two vacancies on the Securities and Exchange Commission. [read post]
15 Apr 2016, 7:34 am by Walter Olson
Chuck Schumer and allies are holding up two presidential nominations to the Securities and Exchange Commission, those of Democrat Lisa Fairfax and Republican Hester Peirce, demanding that the nominees commit to supporting a scheme to force shareholder-held companies to disclose their political involvements, the better for adversaries to pressure them or retaliate. [read post]
11 Apr 2016, 6:05 pm by Steve Bainbridge
Broc Romanek reports that Lisa Fairfax's nomination to the SEC is still being hung up by Democrat members of the Banking Committee. [read post]
11 Apr 2016, 6:18 am by Doug Cornelius
President Obama nominated Lisa Fairfax, a Democrat, and Hester Peirce, a Republican, to fill the vacancies. [read post]
11 Apr 2016, 3:47 am by Broc Romanek
The concerns cast a cloud over the ability of both SEC nominees—Lisa Fairfax, a Democrat, and Hester Peirce, a Republican—to win Senate confirmation, according to Senate aides. [read post]
11 Apr 2016, 3:47 am by Broc Romanek
The concerns cast a cloud over the ability of both SEC nominees—Lisa Fairfax, a Democrat, and Hester Peirce, a Republican—to win Senate confirmation, according to Senate aides. [read post]
8 Apr 2016, 2:35 pm by Steve Bainbridge
Bloomberg reports: The Senate Banking Committee April 7 postponed voting on the nominations of Hester Peirce and Lisa Fairfax to the Securities and Exchange Commission, after several lawmakers,... [[ This is a content summary only. [read post]
17 Mar 2016, 9:42 pm by Steve Bainbridge
Anne Tucker has a thorough overview of Lisa's nomination hearing. [[ This is a content summary only. [read post]
16 Mar 2016, 7:27 am by Anne Tucker
I feel unjustifiable pride and exhilaration in the nomination of George Washington Law School professor Lisa Fairfax to be a SEC commissioner. [read post]
16 Mar 2016, 3:18 am by Broc Romanek
Two New SEC Commissioner Candidates Face Questions at Confirmation Hearings Yesterday, the Senate Banking Committee held confirmation hearings over the nominations of Lisa Fairfax and Hester Peirce to be the newest SEC commissioners – five months after they were nominated. [read post]
10 Mar 2016, 3:44 am by Broc Romanek
I suppose that depends partly on how quickly the SEC updates that list, something that I don’t know… The Senate Banking Committee has announced that it will hold a hearing on the nominations of Lisa Fairfax and Hester Peirce to be SEC commissioners next Tuesday, March 15… Stop Orders for Withdrawal Requests? [read post]