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Securities and Exchange Commission, [1] a case that challenges the SEC’s long-held position that it has authority to seek disgorgement for securities laws violations as a form of equitable relief. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

SEC Acknowledges that Disgorgement Principles Apply to Administrative Proceedings

3 Mar 2021, 5:49 am

Securities and Exchange Commission apply to administrative proceedings. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

U.S. Supreme Court to decide whether SEC may obtain disgorgement of “ill-gotten gains”

5 Nov 2019, 1:45 pm by Kevin Harnisch (US) and Ilana Sinkin (US)

Securities and Exchange Commission. [read post]

Regulation tomorrow - http://www.regulationtomorrow.com/

Argument analysis: Justices seek middle ground on SEC’s right to disgorgement in securities litigation

4 Mar 2020, 12:16 pm by Ronald Mann

The argument yesterday in Liu v. [read post]

SCOTUSblog - http://www.scotusblog.com/

Live blog of orders and opinions (Update: Completed)

22 Jun 2020, 5:30 am by Kalvis Golde

Securities and Exchange Commission. [read post]

SCOTUSblog - http://www.scotusblog.com/

Supreme Court Preserves But Limits SEC Disgorgement Power

29 Jun 2020, 11:20 am by Sarah Aberg and Christopher Bosch

In Liu v. [read post]

Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/

Supreme Court to Decide Whether Disgorgement is Penalty or Equitable Relief

1 Nov 2019, 4:53 am

"2016 SEC ComplaintAs alleged in part in Securities and Exchange Commission, Plaintiff, v. [read post]

Broke and Broker - http://brokeandbroker.com/index.php

Doubling Down on Disgorgement

5 Jan 2021, 3:00 am by Doug Cornelius

Securities and Exchange CommissionLiu v. [read post]

Compliance Building - http://www.compliancebuilding.com

Opinion analysis: Justices accept, but cabin, SEC’s right to disgorgement in securities litigation

22 Jun 2020, 12:30 pm by Ronald Mann

The decision this morning in Liu v. [read post]

SCOTUSblog - http://www.scotusblog.com/

Supreme court hears arguments challenging Consumer Financial Protection Bureau

4 Mar 2020, 7:06 am by Tyler Gillett

Securities and Exchange Commission. [read post]

JURIST - Paper Chase - http://www.jurist.org/paperchase/

Maybe the FTC Can’t Take That to the Bank: The Supreme Court’s Decision in Liu v. SEC and Its Implications for the FTC’s Ability to Seek Equitable Monetary Relief

13 Jul 2020, 9:36 am by Thomas Dillickrath and Joy O. Siu

In Liu, the Court held that the Securities and Exchange Commission can obtain disgorgement as a form of “equitable relief”—but only to the extent the award “does not exceed a wrongdoer’s net profits and is awarded for victims” under 15 U.S.C. [read post]

Antitrust Law Blog - http://www.antitrustlawblog.com/

Second Circuit Reins in SEC Disgorgement Powers

3 Nov 2023, 11:09 am by Christopher Bosch and Lucas Amodio*

In Securities & Exchange Commission v. [read post]

Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/

The SEC Speaks 2020: Enforcement Panel Signals Full Speed Ahead Regardless of the Pandemic

16 Oct 2020, 11:46 am by E. Andrew Southerling, Louis D. Greenstein, Molly White, Vinu G. Joseph, Amanda J. Goldstein and Nathan R. Pittman

Securities and Exchange Commission Division of Enforcement convened at a virtual The SEC Speaks conference panel to discuss fiscal year 2020 enforcement results and report on enforcement priorities. [read post]

Subject to Inquiry - http://www.subjecttoinquiry.com/