Search for: "Liu v. Securities and Exchange Commission" Results 1 - 20 of 78
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8 Nov 2019, 12:12 pm by Astarita
Securities and Exchange Commission, No. 18-1501 (Cert. granted Nov. 1, 2019). [read post]
21 Jun 2020, 9:00 am by Kalvis Golde
Securities and Exchange Commission. [read post]
21 Nov 2019, 6:27 am
Securities and Exchange Commission, [1] a case that challenges the SEC’s long-held position that it has authority to seek disgorgement for securities laws violations as a form of equitable relief. [read post]
1 Nov 2019, 4:53 am
"2016 SEC ComplaintAs alleged in part in  Securities and Exchange Commission, Plaintiff, v. [read post]
13 Jul 2020, 9:36 am by Thomas Dillickrath and Joy O. Siu
  In Liu, the Court held that the Securities and Exchange Commission can obtain disgorgement as a form of “equitable relief”—but only to the extent the award “does not exceed a wrongdoer’s net profits and is awarded for victims” under 15 U.S.C. [read post]
Securities and Exchange Commission Division of Enforcement convened at a virtual The SEC Speaks conference panel to discuss fiscal year 2020 enforcement results and report on enforcement priorities. [read post]
23 Jun 2020, 3:56 am by Edith Roberts
Yesterday the court issued one decision, in Liu v. [read post]