Search for: "Liu v. Securities and Exchange Commission" Results 1 - 20 of 86
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23 Nov 2022, 5:04 pm
  In this case, those tropes touch on human rights, sustainability, national security, and the protection of vital global economic corridors. [read post]
9 Sep 2022, 10:06 am by John Jascob
The Commission also adequately alleged that the defendants violated the registration requirements of the Securities Act and the beneficial ownership reporting requirements of the Exchange Act. [read post]
25 Mar 2022, 5:48 am
Liu, Dechert LLP, on Friday, March 18, 2022 Tags: Class actions, Compliance and disclosure interpretation, Cryptocurrency, Foreign issuers, International governance, Securities fraud, Securities litigation Special Committee Report Posted by Gregory V. [read post]
6 Mar 2022, 11:36 am by Katherine Pompilio
Kurup posted the unanimous court decision in FBI v. [read post]
19 Jul 2021, 2:45 pm by Kevin LaCroix
NASDAQ, in conjunction with the Securities and Exchange Commission, has proposed its own standards to encourage greater board diversity and transparency surrounding board diversity. [read post]
After the Supreme Court significantly curtailed the SEC’s calculation of equitable monetary relief in Liu, Congress codified the SEC’s authority to seek disgorgement in federal district court as part of the 60th annual National Defense Authorization Act in January 2021, by amending the Securities Exchange Act of 1934. [read post]
Securities and Exchange Commission Division of Enforcement convened at a virtual The SEC Speaks conference panel to discuss fiscal year 2020 enforcement results and report on enforcement priorities. [read post]