Search for: "Liu v. Securities and Exchange Commission" Results 21 - 40 of 86
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23 Jun 2020, 3:56 am by Edith Roberts
Yesterday the court issued one decision, in Liu v. [read post]
30 Dec 2019, 11:14 am by Leonard L. Gordon and Michael A. Munoz
SEC, which will resolve whether the Securities and Exchange Commission (“SEC”) can obtain disgorgement under federal securities statutes or whether that remedy is a penalty and not an equitable remedy. [read post]
30 Dec 2019, 11:14 am by Leonard L. Gordon and Michael A. Munoz
SEC, which will resolve whether the Securities and Exchange Commission (“SEC”) can obtain disgorgement under federal securities statutes or whether that remedy is a penalty and not an equitable remedy. [read post]
30 Dec 2019, 11:14 am by Leonard L. Gordon and Michael A. Munoz
SEC, which will resolve whether the Securities and Exchange Commission (“SEC”) can obtain disgorgement under federal securities statutes or whether that remedy is a penalty and not an equitable remedy. [read post]
19 Dec 2019, 6:20 am by John Jascob
The justices are scheduled to hear oral argument in Liu’s case on March 3, 2020 (Liu v. [read post]
1 Mar 2020, 9:00 am by Kalvis Golde
Securities and Exchange Commission. [read post]
22 Jun 2020, 4:17 pm by Kevin LaCroix
Securities and Exchange Commission addressed important issues about the SEC’s authority to obtain “disgorgement” and the meaning of the term. [read post]
25 Nov 2019, 12:48 pm by Tom Zagorsky
Specifically, the amendment provides that “[i]n any action or proceeding brought or instituted by the Commission under any provision of the securities laws, the Commission may seek, and any Federal court may grant . . . [read post]