Search for: "Liu v. Securities and Exchange Commission"
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26 May 2023, 6:30 am
Cheffins and Bobby V. [read post]
26 May 2023, 6:30 am
Cheffins and Bobby V. [read post]
13 Jan 2021, 9:05 am
Liu v. [read post]
24 Jun 2020, 4:52 pm
In Liu v. [read post]
29 Oct 2019, 12:00 pm
Securities and Exchange Commission, 18-1501. [read post]
12 Nov 2019, 8:07 am
SEC, the High Court’s grant of certiorari in Liu v. [read post]
9 Sep 2022, 10:06 am
The Commission also adequately alleged that the defendants violated the registration requirements of the Securities Act and the beneficial ownership reporting requirements of the Exchange Act. [read post]
25 Mar 2022, 5:48 am
Liu, Dechert LLP, on Friday, March 18, 2022 Tags: Class actions, Compliance and disclosure interpretation, Cryptocurrency, Foreign issuers, International governance, Securities fraud, Securities litigation Special Committee Report Posted by Gregory V. [read post]
19 Jan 2021, 12:54 pm
After the Supreme Court significantly curtailed the SEC’s calculation of equitable monetary relief in Liu, Congress codified the SEC’s authority to seek disgorgement in federal district court as part of the 60th annual National Defense Authorization Act in January 2021, by amending the Securities Exchange Act of 1934. [read post]
26 Dec 2019, 4:00 am
SEC in which the question presented is whether the Securities and Exchange Commission can obtain disgorgement as an equitable remedy in an enforcement action. [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
9 Jul 2020, 6:15 am
Securities and Exchange Commission, which involved a related question, but now the court needs to decide what further action is warranted. [read post]
21 Feb 2014, 9:00 am
We’ve covered this case, Liu v. [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
16 Feb 2021, 2:23 pm
In Salzberg v. [read post]
26 Nov 2019, 10:17 am
Securities and Exchange Commission (Mar. 3): Whether the SEC can seek and obtain disgorgement as “equitable relief” for a securities law violation. [read post]
19 Jul 2021, 2:45 pm
NASDAQ, in conjunction with the Securities and Exchange Commission, has proposed its own standards to encourage greater board diversity and transparency surrounding board diversity. [read post]
23 Nov 2022, 5:04 pm
In this case, those tropes touch on human rights, sustainability, national security, and the protection of vital global economic corridors. [read post]
4 Nov 2019, 3:47 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy for violating the securities-fraud laws. [read post]
2 Aug 2019, 6:33 am
Norwitz and Sabastian V. [read post]
