Search for: "Lowe v. SEC" Results 61 - 80 of 519
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23 Nov 2018, 6:07 am
Securities and Exchange Commission, on Friday, November 16, 2018 Tags: Disclosure, Fund managers, Glass Lewis, Index funds, Institutional Investors, ISS, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder proposals, Shareholder voting The Perils of Dell’s Low-Voting Stock Posted by Lucian A. [read post]
19 Apr 2010, 6:00 am by J Robert Brown Jr.
  Moreover, as a savvy investor, Paulson only wanted to bet against the securities with the greatest risk of default, those full of:   borrowers with low credit scores, variable mortgages, and mortgages issued in states already beginning to suffer the worst of the housing crisis. [read post]
The raw statistics show a steady stream of new filings, increasing median settlement amounts, and relatively low dismissal rates for existing cases. [read post]
3 May 2023, 9:03 pm by renholding
”[v]The release does not explain what such a response would entail, which is not surprising given that the SEC is neither equipped nor authorized to tell private funds how to manage their risks, let alone to rescue private funds in times of stress. [read post]