Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission," Results 1 - 20 of 118
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Exemplifying Fundamentals — Back to Basics in Securities Regulation
12 Apr 2011, 6:06 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Reviewing Asset-Backed Securities – Investors Deserve Better
13 Nov 2010, 6:16 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Urgent Need to Re?establish the Investor Advisory Committee
24 Sep 2011, 5:55 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Increasing the Vulnerability of Investors
6 Sep 2012, 5:39 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Preventing Investor Harm Should be SEC Priority Number One
18 Jul 2010, 8:26 am by Luis A. Aguilar, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
PCAOB Board Appointment Disregards Investor Interests
6 Feb 2012, 7:09 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Defrauded Investors Deserve Their Day in Court
6 May 2012, 8:07 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Diversity in the Boardroom is Important and, Unfortunately, Still Rare
23 Sep 2010, 8:18 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
An SEC Insider’s Guide to Reform
4 Nov 2010, 6:32 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Money Market Funds Need Further Study
30 Aug 2012, 6:19 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Senate Confirms New Commissioners for SEC, CFTC
21 Oct 2011, 11:09 am by Jenna Greene
Securities and Exchange Commission and one for the Commodity Futures Trading Commission. [read post]
The BLT: Blog of Legal Times - http://legaltimes.typepad.com/blt/
An Inflection Point: The SEC and the Current Financial Reform Landscape
9 Jul 2011, 6:45 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Investor Protection is Needed for True Capital Formation
25 Mar 2012, 5:27 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Commissioner Announces Increased Regulatory Focus on Complex Securities
24 Apr 2015, 4:09 pm by Lax & Neville LLP
On April 14, 2015, in a speech to the North American Securities Administrators Association (“NASAA”), Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), stated that the SEC is looking closer at sales practices with respect complex securities. [read post]
New York Securities Lawyer Blog - http://www.newyorksecuritieslawyerblog.com/
Market Upheaval and Investor Harm Should Not be the New Normal
6 Jun 2010, 7:44 am by Luis A. Aguilar, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Addressing the Lack of Transparency in the Security-Based Swap Market
27 Jan 2015, 6:04 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Aligning the Interests of Company Executives and Directors with Shareholders
16 Feb 2015, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Protecting the Technological Infrastructure of Our Capital Markets
25 Nov 2014, 6:19 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Strengthening Money Market Funds to Reduce Systemic Risk
24 Jul 2014, 6:20 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Need for Robust SEC Oversight of SROs
9 May 2013, 6:27 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov