Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission," Results 1 - 20 of 105
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24 Apr 2015, 4:09 pm by Lax & Neville LLP
On April 14, 2015, in a speech to the North American Securities Administrators Association (“NASAA”), Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), stated that the SEC is looking closer at sales practices with respect complex securities. [read post]