Search for: "Lynch v. Lynch" Results 421 - 440 of 2,652
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1 Jun 2020, 2:04 am
FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman, Respondent (FINRA AWC)SEC Awards Record Payout of Nearly $50 Million to Whistleblower / Whistleblower Program Reaches $500 Million in Total Awards (SEC Release)Investment Advisor Sues… [read post]
25 Jan 2013, 5:32 am by Sandy
(Communications Network International, Ltd. v. [read post]
1 Jun 2020, 2:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5252/securities-industry-commentator/FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman,… [read post]
16 Feb 2009, 5:14 am by Sandy
In Trust for Certificate Holders of the Merrill Lynch Mortgage Investors Pass-Through Certificates Series 1999-C1, by and through Otix Capital Markets, LLC, as Master Servicer and Special Servicer v. [read post]
22 Nov 2013, 4:30 am by Karen Tani
Hargraves and Title IX   Book Session: Doctors and Demonstrators: How Political Institutions Shape Abortion Law in the United States, Britain and Canada, by Drew Halfmann  Ziad Munson -- DiscussantZakiya Luna -- DiscussantDrew Halfmann -- Creator, Organizer, AuthorIsaac Martin -- Chair, DiscussantDrew Halfmann  -- Author Southern Law  Tamara Myers -- Network Rep, Creator, OrganizerBarry Godfrey -- Chair, DiscussantMegan Francis, The Strange Fruit of the Solid… [read post]
7 Aug 2013, 7:34 am
Diminution of employment benefits may constitute disciplinary action within the meaning of Civil Service Law §75  Lynch v Board of Education of the Hewlett-Woodmere Union Free School District, 13 Misc 3d 1217(A) The School District changed the work schedule of a school bus driver and part time security aide. [read post]