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11 Dec 2020, 3:03 am by Lynn Jokela
The topics include: – Annual Season Items – SEC Simplifies Private Offering Exemptions – SEC Overhauls Regulation S-K Financial Disclosures – Lynn Jokela [read post]
1 Mar 2021, 3:03 am by Lynn Jokela
  The issue includes articles on: – The Impact of COVID-19: Our Model CD&A Disclosure – Recent Case Tests Attorney-Client Privilege for Law Firm Assisted Internal Assessments – Deferred Compensation Plan Funded by a Rabbi Trust but Participants are Shut Out by Company and 409A – Officer and Director Indemnification Provisions May Need Review – Lynn Jokela [read post]
6 Oct 2020, 3:03 am by Lynn Jokela
The topics include: – SEC Engages in a Flurry of Rulemaking – Regulation FD Turns 20: Our Take – Something to Look Forward to in 2021: Less Non-Issuer Financial Information – Lynn Jokela [read post]
24 Aug 2020, 3:03 am by Lynn Jokela
– Considerations for the Use of Private Air Travel During the COVID-19 Pandemic The Allure of Private Air Travel Governance Considerations SEC Disclosure Considerations Applicable Aircraft Regulations Tax Considerations Conclusion – Lynn Jokela [read post]
14 Jan 2020, 3:02 am by Lynn Jokela
  Here are some of the considerations, check out the complete 12-page memo for more: – As of year end, of the 91 S&P 500 companies that filed a Form 10-K since the MD&A changes went into effect last April, 57% discussed 3 years of financial information rather than omitting discussion of the earliest of the 3 years from the MD&A – Whether discussing 3 years or only 2 in the MD&A, companies should remember to review discussion of the earlier years to determine whether… [read post]