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1 Apr 2020, 3:03 am
” – Lynn Jokela [read post]
31 Mar 2020, 3:03 am
” – Lynn Jokela [read post]
30 Mar 2020, 3:03 am
– Lynn Jokela [read post]
20 Mar 2020, 3:03 am
– Lynn Jokela [read post]
19 Mar 2020, 3:03 am
– Lynn Jokela [read post]
18 Mar 2020, 3:03 am
– Lynn Jokela [read post]
17 Mar 2020, 3:03 am
– Lynn Jokela [read post]
16 Mar 2020, 2:03 am
– Lynn Jokela [read post]
6 Mar 2020, 3:03 am
– Lynn Jokela [read post]
5 Mar 2020, 2:03 am
– Lynn Jokela [read post]
4 Mar 2020, 3:03 am
– Lynn Jokela [read post]
3 Mar 2020, 3:03 am
The study lists steps an organization can take to help bolster confidence among their directors, here’s an excerpt: Take a hard look at the organization’s internal ethics and compliance programs and ensure they meet high standards in the following areas: – Establish direct and autonomous reporting by the head of compliance to the board, or the audit committee – Set formal metrics for the board to measure the effectiveness of the compliance program – Ensure… [read post]
2 Mar 2020, 3:08 am
– Lynn Jokela [read post]
21 Feb 2020, 3:03 am
A Brave New World for Confidential Treatment: Asking for Forgiveness Instead of Permission – A New Streamlined Confidential Treatment Process Dawns – Self-Executing Rules – Staff Review of Exhibits – New Streamlined Extension Confidential Treatment Request Procedures – Enter the Supremes: The Impact of Argus Leader – The SEC’s New Confidential Treatment Request Guidance – Lynn Jokela [read post]
20 Feb 2020, 3:02 am
– Lynn Jokela [read post]
19 Feb 2020, 3:02 am
It’s a quick, helpful read – topics covered in the exchange between Chegg, Inc. and Corp Fin include: – Timing of public disclosure – Disclosure controls and procedures – Materiality of the incident – Remedial actions – Lynn Jokela [read post]
18 Feb 2020, 3:01 am
– Lynn Jokela [read post]
7 Feb 2020, 3:03 am
Here are some of the latest entries: – D&O: Common Law & Statutory Claims Aren’t Covered “Securities Claims” – Shareholder Engagement Trends – Auditor Independence: What Audit Committees Should Watch For – 5 Tips For Creating a “Tech-Savvy” Board – Executive Successions: Include Process for “SOX” Certifications – Lynn Jokela [read post]
6 Feb 2020, 3:02 am
But, it’s sad to think this could be another case where the person just thought they wouldn’t get caught… – Lynn Jokela [read post]
5 Feb 2020, 3:02 am
– Lynn Jokela [read post]