Search for: "MCGINN, SMITH " Results 1 - 16 of 16
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28 Sep 2011, 1:28 pm
Many McGinn Smith clients were required to maintain an account with NFS which provided significant clearing and back office operations for McGinn Smith. [read post]
15 Aug 2010, 8:57 pm by Brittany Grome
‘He had to go back to work.”[1] McGinn, Smith, a once prominent investment firm in Albany, New York, [...] [read post]
2 May 2016, 6:45 am by Fitapelli Kurta
In 2009, a customer alleged that Brian Shea, while employed at McGinn Smith & Company, recommended unsuitable private placements. [read post]
20 Apr 2010, 7:03 pm by Jim Walker
The Times Union newspaper reports that the Albany, New York firm of McGinn, Smith & Company engaged in an elaborate scheme where investors were told only that they were investing into a business which chartered ships and then sold cabins to different organizations.  [read post]
13 Dec 2017, 6:34 am by Fitapelli Kurta
He was previously registered with McGinn Smith & Company in New York, New York (2001-2009) and Mercer Partners Incorporated in New York, New York (1999-2001). [read post]
21 Feb 2019, 11:04 am by Malecki Law Team
Malecki Law has handled numerous Ponzi cases: McGinn Smith, Robert Van Zandt, Hector May, Illume, and Steven Pagartanis, just to name a few. [read post]
9 Jul 2019, 9:48 am by ccollins
Previous brokerage firms that he worked with include McGinn Smith & Co., Benson York Group, RD White & Co., and LCP Capital Corp. [read post]
22 Apr 2010, 6:08 pm by Steven Caruso
The actions include a complaint charging McGinn, Smith & Co. and its president with securities fraud in the sales of tens of millions of dollars in unregistered securities; the expulsion of Dallas-based Provident Asset Management for marketing a series of fraudulent private placement offered by an affiliate in a massive Ponzi scheme; and fines totaling $750,000 against Pacific Cornerstone Capital and its former CEO for failing to include complete information in private placement… [read post]
13 Jun 2012, 3:44 pm by Renee Newman Knake
John Flood, University of Westminster Talks By: Tom McGinn, Director of Business Development, VirtualCourthouse Josh Blackman, Asst. [read post]
7 Nov 2011, 9:44 am by Steve Hall
The Nation carries Jordan Smith's post, "Will Texas Kill Hank Skinner Despite Untested DNA Evidence?" [read post]
19 Oct 2011, 4:40 am by Rob Robinson
Microsoft – http://bit.ly/rrwK2n (Eric Goldman) eDiscovery ‘Command’ Culture Must Collapse – http://bit.ly/mUKabZ (Monica Bay) eDiscovery from Washington to Dublin – http://bit.ly/qkh4ms (Chris Dale) Electronic Evidence Plays a Growing Part in Legal Process – http://bit.ly/oQ0LrT (Gordon Smith) For the Government, No Special eDiscovery Treatment – http://bit.ly/r1i73L (Christopher Boehning, Daniel Toal) Google Your Company’s Code of Conduct – http://bit.ly/oM3pRc (Ryan… [read post]
12 Oct 2011, 4:59 am by Rob Robinson
Microsoft – http://bit.ly/rrwK2n (Eric Goldman) eDiscovery ‘Command’ Culture Must Collapse – http://bit.ly/mUKabZ (Monica Bay) eDiscovery from Washington to Dublin – http://bit.ly/qkh4ms (Chris Dale) Electronic Evidence Plays a Growing Part in Legal Process – http://bit.ly/oQ0LrT (Gordon Smith) For the Government, No Special eDiscovery Treatment – http://bit.ly/r1i73L (Christopher Boehning, Daniel Toal) Google Your Company’s Code of Conduct – http://bit.ly/oM3pRc (Ryan… [read post]
19 Oct 2011, 4:40 am by Rob Robinson
Microsoft – http://bit.ly/rrwK2n (Eric Goldman) eDiscovery ‘Command’ Culture Must Collapse – http://bit.ly/mUKabZ (Monica Bay) eDiscovery from Washington to Dublin – http://bit.ly/qkh4ms (Chris Dale) Electronic Evidence Plays a Growing Part in Legal Process – http://bit.ly/oQ0LrT (Gordon Smith) For the Government, No Special eDiscovery Treatment – http://bit.ly/r1i73L (Christopher Boehning, Daniel Toal) Google Your Company’s Code of Conduct – http://bit.ly/oM3pRc (Ryan… [read post]
14 Oct 2009, 1:06 pm by Patrick S. O'Donnell
‘Rules can be indispensable and yet indeterminate, they can be indeterminate and yet action-guiding. [read post]