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17 Jul 2008, 9:24 pm
Thain, the takeaway he must hope people take away from Merrill Lynch’s $4.9 billion second-quarter loss is that its main woes are legacy problems. [read post]
26 Jan 2011, 7:47 am by Keith Griffin
Merrill’s trading desk was located on its main equity trading floor in New York, where market makers received and executed customer orders. [read post]
11 Jun 2010, 11:25 am by Steven Caruso
Merrill Lynch’s sales of risky collateralized debt obligations (CDOs) have come back to haunt Main Street, with many investors alleging they didn’t thoroughly understand the dangers that the complicated products present. [read post]
25 Jun 2014, 9:36 am by Glo
The driver of the tow truck has been identified as Devin Merrill. [read post]
23 Aug 2018, 7:06 am by Fitapelli Kurta
Jarett Liddicoat has spent 13 years in the securities industry and has been registered with Merrill Lynch in Roseville, California since 2004. [read post]
15 Oct 2009, 11:41 am by Jonathon Spagat
Law firm Wachtell, Lipton, Rosen & Katz was the main advisor for the Merrill Lynch deal. [read post]
14 Apr 2008, 8:56 am
That seemed to be a main message in Portfolio magazine’s long profile of Mr. [read post]
16 Jul 2007, 5:20 am
Barbara Merrill ran as an independent for governor of Maine last year. [read post]
10 Jul 2006, 4:22 am
In Maine, it was Merrill Lynch on the wrong side of a Portland verdict, Jury awards nearly $3M in Maine defamation case. [read post]
18 Sep 2016, 6:19 am by Adam Weinstein
The complaint alleged that Merrill Lynch failed to properly explain and disclose the main risks to arbitrage funds in that the hedging strategy, or the correlation assumptions, will not prove accurate. [read post]
12 Oct 2007, 9:19 am
  It also notified the Maine Securities division and NASD via a form U-5. [read post]
5 Jun 2009, 4:51 am
6-5-2009 Maine:WARREN (June 4): Three employees of the Maine State Prison are on paid administrative leave as an investigation continues into the April 23 death of a prisoner.Prison Warden Jeffrey Merrill would not go into details but said it was not uncommon to place employees on leave during [read post]
11 Jul 2013, 7:25 am by Joann Needleman
On July 10, I had the pleasure of participating in the Consumer Financial Protection Board’s field hearing on debt collection, which took place at the Merrill Auditorium in Portland, Maine. [read post]
11 Oct 2016, 1:21 pm by Fitapelli Kurta
Robert Patterson has spent 23 years in the securities industry and has been registered with Merrill Lynch in Newton, Massachusetts since 2009. [read post]
4 Oct 2019, 8:38 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4844/securities-industry-commentator/Ponzi Scheme Promoter Sentenced to 22 Years in Federal Prison for $396 Million Scheme—The Largest Ever Charged in Maryland / Kevin Merrill Also Obstructed Justice After his Arrest; SEC Has Related Civil Action / Defrauded Investors Across the Country (DOJ Release)SEC Obtains Sanctions Against Lek… [read post]
9 Aug 2017, 6:54 am by Fitapelli Kurta
Joel Summerlin has spent 24 years in the securities industry and has been registered with Merrill Lynch in Tampa, Florida since 1992. [read post]
3 Dec 2014, 3:33 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Amanda Maine, J.D.The SEC granted a waiver of disqualification from Regulation D’s “bad actor” provision to entities associated with Bank of America. [read post]