Search for: "Marcus Dodds" Results 21 - 38 of 38
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13 Jul 2010, 5:21 am by William Carleton
(Alan Parness first pointed this out on Broc Romanek's blog, and Joe Wallin, Marcus Williams and I blogged about this point here and on Joe's blog.) [read post]
15 Mar 2011, 5:30 pm by Hedge Fund Attorney
Location: Hong Kong March 17 Sponsor: 100 Women in Hedge Funds Event: The Effects of Dodd-Frank on the Hedge Fund Industry Location: Washington March 17-18 Sponsor: Conn. [read post]
15 Sep 2016, 9:30 pm by Justin Daniel
Included in the bill, which would effectively serve as a replacement for the Dodd-Frank Wall Street Reform and Consumer Protection Act, is a provision that would allow banks to avoid certain financial regulations contained in Dodd-Frank if they maintain higher capital levels, as well as a provision for restructuring the leadership of the Consumer Financial Protection Bureau (CFPB)—an agency that was created by Dodd-Frank—by replacing its director with a… [read post]
3 Jun 2016, 6:19 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, May 28, 2016 Tags: Accountability, Arbitration, Banks, CFPB, Class actions, Consumer protection, Contracts, Dodd-Frank Act, Financial institutions, Financial regulation Fed, FDIC, and “Not Credible” Resolution Plans Posted by Michael Krimminger and Sean O’Neal, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, May 29, 2016 Tags: Bankruptcy, Bankruptcy Code, Banks, FDIC, Federal Reserve, Financial… [read post]
7 May 2021, 5:55 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Saturday, May 1, 2021 Tags: Disclosure, Dodd-Frank Act, Environmental disclosure, ESG, Europe, International governance, Materiality, Securities regulation, Stakeholders Proxy Preview 2021 Posted by Heidi Welsh (Sustainable Investment Institute) and Michael Passoff (Proxy Impact), on Sunday, May 2, 2021 Tags: ESG, Institutional Investors, Institutional Shareholder… [read post]
28 Jul 2023, 7:34 am by Zak Gowen
However, Goldman has been retreating from the consumer market, hiving off digital bank Marcus and putting the Apple business into a new Platform Solutions unit alongside the firm’s transaction banking operations and BNPL outfit Greensky. . . . [read post]
16 Mar 2018, 6:08 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, March 10, 2018 Tags: Compliance & ethics, Dodd-Frank Act, Misconduct, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation, Supreme Court, Whistleblowers Delaware Appraisal Litigation: Non-Arm’s-Length Transactions, Arm’s-Length Transactions and the Anna Karenina Principle Posted by Arthur H. [read post]
8 Feb 2011, 7:46 am by Kara OBrien
” Journal of Finance, 26 August 2009; Brown, Lawrence D and Marcus Caylor. [read post]
7 Sep 2015, 2:47 pm by Kevin LaCroix
As discussed in the agency’s August 5, 2015 press release (here), the rules, which the agency was required to adopt by the Dodd-Frank Act, will “require a public company to disclose the ratio of the compensation of its chief executive officer (CEO) to the median compensation of its employees. [read post]
8 Sep 2015, 5:08 pm by Kevin LaCroix
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
23 Jan 2012, 2:00 am by INFORRM
Half-day seminar on legal knowledge in a digital age, with speakers including Geoffrey Robertson QC, Hugh Tomlinson QC, Heather Brooke, Mike Dodd and Adam Wagner. [read post]
16 Apr 2021, 8:43 am by Kristian Soltes
The Durbin Amendment to the 2010 Dodd-Frank Act, which ushered in regulation of debit card interchange, also requires that merchants be able to choose from two unaffiliated networks, such as Visa and the Shazam regional ATM/POS network, for routing debit card payments. . . . [read post]
2 Jul 2013, 1:41 pm
The other day, I was blogging about tags, and somebody asked what are all the tags. [read post]