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19 Jul 2013, 7:00 am by Richard Kummer
For more information contact Mark Astarita at 212-509-6544 or at mja@sallahlaw.com [read post]
14 Aug 2014, 11:00 am by Mark Astarita
  Larry Roth: Defining the next 10 years for independent broker-dealers---The attorneys at Sallah Astarita & Cox represent independent firms and traditional broker-dealers across the country, as well as their individual advisers, in regulatory, compliance and litigation matters. i For more information, and to see how we can help you and your firm,  contact Mark Astarita at 212-509-6544 or email us. [read post]
31 May 2014, 7:06 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
23 Dec 2015, 5:42 am by Mark Astarita
If you have received an inquiry from any securities regulator, call Mark at 212-509-6544 for a free consultation before you do anything else. [read post]
29 Sep 2017, 12:02 pm by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
25 Sep 2018, 7:00 am by Mark Astarita
According to AdvisorHub, the broker moved alone to First Republic’s private wealth management arm, and had generated some $6 million in annual revenue from $2 billion in client assets.This is part of a continuing departure of brokers from UBS, despite the fact that the firm withdrew from the Protocol for Broker Recruiting, the industry agreement that allows brokers to contact their former clients when moving among member… [read post]
12 Mar 2019, 12:34 pm by Mark Astarita
  The Committee is authorized to submit findings and recommendations to the Commission.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
14 Mar 2019, 10:26 pm by Mark Astarita
  By concealing the emissions scheme, Volkswagen reaped hundreds of millions of dollars in benefit by issuing the securities at more attractive rates for the company, according to the complaint.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Dec 2017, 8:00 am by Mark Astarita
Call Mark Astarita at 212-509-6544. [read post]
25 Aug 2016, 3:01 pm by Mark Astarita
  To submit comments, use the SEC’s Internet submission form or send an e-mail to rule-comments@sec.gov.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Jun 2020, 1:14 pm by Astarita
The number of U.S. coronavirus infections passed the two million mark and over 112,000 Americans have died, according to Johns Hopkins University. [read post]
31 Aug 2016, 11:03 am by Mark Astarita
 To submit comments, use the SEC’s Internet submission form or send an e-mail to rule-comments@sec.gov.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
19 Nov 2015, 5:00 am by Mark Astarita
Merrill Lynch lost a team managing more than $2.9 billion to Raymond James & Associates,According to press reports, the move set a new recruiting record for Raymond James, surpassing a $2.4 billion team that left Morgan Stanley to join Raymond James in Florida.Advisors Chris Mahoney, his brother Kevin Mahoney, Mark C. [read post]
24 Jun 2019, 8:04 am by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
17 Feb 2018, 4:04 am by Mark Astarita
Add to this allegations that a major shareholder sold as the stock price was rising and the issuance of additional shares around the same time, and you have an interesting series of events which could lead to significant shareholder losses.Public company changes name to Riot Blockchain, ---Mark Astarita is a securities attorney with 30 years of national experience representing investors, funds and securities professionals in securities and computer fraud litigation . [read post]
30 Sep 2016, 9:50 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
27 Sep 2016, 2:14 pm by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
17 Oct 2014, 7:00 am by Mark Astarita
 ---Mark Astarita is a nationally recognized securities lawyer who has represented parties on over 600 securities arbitrations. [read post]
15 Mar 2019, 8:26 am by Mark Astarita
  More information on the agenda and participants will be published in the coming weeks.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]