Search for: "Mark Astarita"
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25 Sep 2018, 7:00 am
According to AdvisorHub, the broker moved alone to First Republic’s private wealth management arm, and had generated some $6 million in annual revenue from $2 billion in client assets.This is part of a continuing departure of brokers from UBS, despite the fact that the firm withdrew from the Protocol for Broker Recruiting, the industry agreement that allows brokers to contact their former clients when moving among member… [read post]
19 Jul 2013, 8:30 am
For more information contact Mark Astarita at 212-509-6544 or at mja@sallahlaw.comRelated articlesWhat is the SEC's "Cross-Border Working Group"? [read post]
12 Sep 2013, 8:20 am
For more information contact Mark Astarita at 212-509-6544 or at email us [read post]
19 Jul 2013, 11:30 am
For more information contact Mark Astarita at 212-509-6544 or by email Related articlesSEC Announces More Charges in Massive Kickback Scheme to Secure Business of Venezuelan Bank SEC, FINRA Warn Investors About Pump-And-Dump Stock Spam SEC Charges CBOE for Regulatory Failures [read post]
18 Jul 2013, 3:00 pm
For more information contact Mark Astarita at 212-509-6544 or at mja@sallahlaw.com [read post]
7 Aug 2013, 8:21 am
We represent investors, financial professionals and investment firms nationwide For more information contact Mark Astarita at 212-509-6544 or at email us. [read post]
18 Jul 2013, 12:00 pm
For more information contact Mark Astarita at 212-509-6544 or at mja@sallahlaw.comRelated articlesSEC Loses Insider Trading TrialSEC Freezes $4.6 Million In Insider Trading Profits Tied To Attempted Pharma Acquisition14,200% Return in Three Days: Charges of Insider Trading Follow Amgen's Failed Onyx BuyoutSEC alleges insider trading in Onyx buyout bid [read post]
1 Dec 2015, 1:41 pm
The attorneys at Sallah Astarita & Cox will provide a free consultation - call Mark Astarita at 212-509-6544 or email him at mja@sallahlaw.comAdvisors With $1.4B Leave Credit Suisse For J.P. [read post]
17 Mar 2014, 3:23 pm
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
18 Jul 2013, 9:18 am
For more information contact Mark Astarita at 212-509-6544 or by email Related articlesSEC Charges Whittier Trust and Fund Manager in Insider Trading Investigation Into Expert Networks [read post]
17 Jun 2013, 6:00 am
The SEC and other regulators previously charged Morgan Keegan and others, and the firms later agreed to pay $200 million to settle charges related to that conduct.For more information regarding SEC enforcement actions and the defense of those accused, contact Mark Astarita at Sallah Astarita & Cox, LLC. [read post]
4 Jun 2019, 8:16 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Mar 2016, 12:04 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
8 Mar 2019, 5:21 am
---Mark Astarita represents financial professionals in their employment, regulation and compliance matters and has done so for over 30 years. [read post]
5 Nov 2020, 4:19 am
For more information call Mark at 212-509-6544 or send an email to mja@sallahlaw.com [read post]
8 Jun 2016, 8:50 am
These rules also establish a separate compliance date, which is based on the compliance date of the registration rules for SBS entities previously adopted by the Commission.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
25 Nov 2015, 5:00 am
Mark has also represented brokers in disputes with every firm and does so in an efficient and cost effective manner. [read post]
5 Apr 2014, 9:00 am
For a free consultation on any securities regulatory matter, contact Mark Astarita at 212-509-6544 or email us. [read post]
3 Apr 2019, 12:45 pm
Department of Justice.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Sep 2016, 7:36 am
Her research interests include initial public offerings, universal banking, and investments, and her research has been published in the Journal of Accounting and Economics, the Journal of Corporate Finance, and European Financial Management.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
