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3 Jun 2019, 9:41 am by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 Jun 2019, 9:07 am by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
30 May 2019, 12:06 pm by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
30 May 2019, 12:06 pm by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 May 2019, 2:14 pm by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 May 2019, 10:34 am by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
23 May 2019, 12:28 pm by Astarita
In recognition of the one-year anniversary of the passage of The Senior Safe Act, the Securities and Exchange Commission, the North American Securities Administrators Association (NASAA), and the Financial Industry Regulatory Authority (FINRA) have issued a fact sheet to help raise awareness among broker-dealers, investment advisers, and transfer agents of the Act and how the Act’s immunity provisions work.The Senior Safe Act Fact Sheet provides information on the immunity and training… [read post]
15 May 2019, 3:45 pm by Unknown
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
10 May 2019, 7:05 am by Unknown
The Securities and Exchange Commission today proposed a package of rule amendments and interpretive guidance to improve the framework for regulating cross-border security-based swaps transactions and market participants.The proposals are intended to improve the regulatory framework by pragmatically addressing implementation issues and efficiency concerns, and in some cases further harmonizing the regulatory regime governing security-based swaps administered by the Commission with the regulatory… [read post]
7 May 2019, 11:22 am by Unknown
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 May 2019, 8:22 am by Unknown
 SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 May 2019, 6:57 am by Unknown
Reg. 59083 (Oct. 1, 2015)].SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
2 May 2019, 2:06 pm by Unknown
 He received his law degree from the University of Virginia School of Law where he was Order of the Coif and his undergraduate degree with highest honors from Truman State University.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
30 Apr 2019, 8:46 am by Unknown
 SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]