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11 Nov 2015, 10:18 am by Mark Astarita
Advisors Have Leverage In Employment AgreementsReviewing Broker Transition Agreements--------------------Mark Astarita is a nationally known securities lawyer who has represented brokers and advisers in their transitions, loans and compensation issues for decades. [read post]
13 Jun 2016, 10:53 am by Mark Astarita
   SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 Apr 2019, 12:45 pm by Unknown
Department of Justice.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
5 Feb 2016, 2:15 pm by Mark Astarita
   SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
22 Jun 2016, 2:54 pm by Mark Astarita
  SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Sep 2016, 7:36 am by Mark Astarita
Her research interests include initial public offerings, universal banking, and investments, and her research has been published in the Journal of Accounting and Economics, the Journal of Corporate Finance, and European Financial Management.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Oct 2017, 8:08 am by Mark Astarita
  Anyone wishing to participate in a breakout group either in person or by teleconference must register online by November 27.The online registration will soon be available on the forum webpage.Members of the public are invited to suggest recommendations or topics to be discussed at the forum by calling the SEC’s Office of Small Business Policy at (202) 551-3460.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark… [read post]
27 Mar 2018, 6:30 am by Mark Astarita
Call Mark Astarita at 212-509-6544 or visit The Securities Law Home Page [read post]
29 Jun 2016, 9:25 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Jul 2016, 11:43 am by Mark Astarita
 The office works to enhance the transparency and relevancy of financial reporting and ensure that financial statements are presented fairly and have credibility for the benefit of all investors.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Sep 2017, 1:25 pm by Mark Astarita
” SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
25 Aug 2016, 9:02 am by Mark Astarita
  They will become effective 60 days after publication in the Federal Register, and advisers will need to begin complying with the amendments on Oct. 1, 2017.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Oct 2016, 10:47 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Oct 2018, 7:52 am by Mark Astarita
" The complaint also alleges Ringgold promoted the ICO with a fake agency he created called the "Blockchain Exchange Commission," using a graphic similar to the SEC's seal and the same address as SEC headquarters.According to the SEC, Blockvest and Ringgold also allegedly misrepresented Blockvest's connections to a well-known accounting firm, and continued their fraudulent conduct even after the National Futures Association (NFA) sent them a cease-and-desist… [read post]
29 May 2021, 10:52 am by Astarita
However, you often get what you pay for.Alan's post is at JDSupra.The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a well-known, national securities lawyer [read post]
8 Mar 2016, 12:32 pm by Mark Astarita
McKessy, Chief of the SEC’s Office of the Whistleblower.For more information about the whistleblower program and how to report a tip, visit http://ift.tt/NFydSr.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
27 Jul 2017, 10:35 am by Mark Astarita
 For more information about the whistleblower program and how to report a tip, visit http://ift.tt/NFydSr.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
8 Aug 2017, 1:35 pm by Mark Astarita
 This report both provides a current view of these topics, based on available data, as well as highlighting areas where future analysis could be warranted," said DERA Acting Director Scott Bauguess.For more information about the study, and its findings, analyses and conclusions, follow DERA on Twitter, @SEC_DERA.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a… [read post]
20 Jun 2019, 10:30 am by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]