Search for: "Mark Astarita"
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29 Apr 2019, 1:10 pm
Attorney's Office for the Southern District of New York.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
25 Apr 2019, 9:07 am
The Committee will also have an observer appointed by the Financial Industry Regulatory Authority.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
25 Apr 2019, 8:07 am
SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
24 Apr 2019, 7:26 am
FinTech Forum concludesSEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
19 Apr 2019, 7:48 am
Laura Metcalfe supervised the investigation.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
16 Apr 2019, 9:44 am
For those that cannot attend, a live webcast will be available at http://www.sec.gov/news/otherwebcasts.shtml.CPE, CRCP and CFP continuing education (CE) credits and a CLE voucher will be available to in-person attendees only.For additional details on the 2019 National Compliance Outreach Program for Broker-Dealers, including the agenda and information on how to register for the event, visit the SEC’s website… [read post]
15 Apr 2019, 8:05 am
Bartels received his law degree from Yale Law School and his bachelor’s degree from SUNY Buffalo.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Apr 2019, 7:24 pm
The SEC strongly encourages investors to use the agency’s Investor.gov website to check the backgrounds of people selling them investments to quickly identify whether they are registered professionals.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Apr 2019, 10:34 am
AdjournmentSEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
9 Apr 2019, 12:44 pm
Department of Homeland Security.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
8 Apr 2019, 8:26 am
The SEC expanded its outreach program in 2016 to include PSAs to reach and educate more investors.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 Apr 2019, 12:45 pm
Department of Justice.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
2 Apr 2019, 10:48 am
The settlement is subject to court approval.The SEC’s investigation was conducted by Ruth Hawley, Christina Filipp, and Crystal Boodoo, and supervised by Jeremy Pendrey of the San Francisco Regional Office.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
1 Apr 2019, 1:33 pm
Learn more about how to avoid investment scams, take steps to protect your online investment accounts from fraud and look out for potential scams involving public companies making ICO-related claims.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Mar 2019, 9:21 am
Attorney’s Office for the District of Massachusetts, and the Federal Bureau of Investigation.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Mar 2019, 8:10 am
The updated MOU ensures that investment advisers, fund managers, private funds and other covered entities in the alternative investment fund industry that are regulated by the SEC and the FCA will be able to continue to operate on a cross-border basis without interruption, regardless of the outcome of the UK’s withdrawal from the EU.These MOUs will come into force on the date EU legislation ceases to have direct effect in the United Kingdom.SEC Press Release--- If you believe need help with a… [read post]
28 Mar 2019, 2:45 pm
Mehraban, Mark R. [read post]
28 Mar 2019, 2:06 pm
Attorney’s Office for the Western District of Washington.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Mar 2019, 9:01 am
Postal Inspection Service.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Mar 2019, 2:04 pm
She received her B.A. in History from Yale University.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
