Search for: "Mark Astarita"
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11 Oct 2018, 7:52 am
" The complaint also alleges Ringgold promoted the ICO with a fake agency he created called the "Blockchain Exchange Commission," using a graphic similar to the SEC's seal and the same address as SEC headquarters.According to the SEC, Blockvest and Ringgold also allegedly misrepresented Blockvest's connections to a well-known accounting firm, and continued their fraudulent conduct even after the National Futures Association (NFA) sent them a cease-and-desist… [read post]
2 Aug 2017, 11:13 am
Esau holds a Bachelor of Science in business from the University of North Carolina at Pembroke, a master's degree in accounting from Kennesaw State University, and is a certified public accountant in the state of Georgia.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Nov 2015, 6:28 am
You are getting screwed.Call me - 212-509-6544 Related Articles:Transition Agreements are Negotiable - Even for Credit Suisse BrokersTime to Ban Mandatory Deferred Compensation - Morgan Stanley Admits It Uses Employee Funds For Its Own Benefit------Mark Astarita is a nationally recognized securities lawyer who has spent the past 25 years representing brokers and financial advisers across the country in their disputes with their firms. [read post]
17 Nov 2015, 2:00 pm
Louis-based firm said it now expects the unit to add $210 million to $230 million in revenue, compared to $332 million when the acquisition was first announced.With Stifel Deal Pending, Advisor Attrition Spikes at Barclays | IAG Breaking News:----------Mark Astarita represents brokers and advisers in their transitions between every major broker-dealer, and has been doing so for decades. [read post]
28 Sep 2018, 5:12 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Jun 2019, 10:32 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
9 Jul 2019, 10:06 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Oct 2017, 1:41 pm
Evans received his bachelor’s degree from Harvard College and law degree from Boston University School of Law, both cum laude.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Mar 2019, 2:04 pm
She received her B.A. in History from Yale University.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Jul 2016, 11:43 am
The office works to enhance the transparency and relevancy of financial reporting and ensure that financial statements are presented fairly and have credibility for the benefit of all investors.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
9 Jul 2019, 12:57 pm
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
1 Sep 2016, 12:26 pm
., received investor monies and charged the firm as a relief defendant for purposes of recovering the allegedly ill-gotten gains it received.The Investigation was conducted by the Atlanta Regional Office, under the supervision of William Hicks and Walter Jospin, and the litigation will be led by Paul Kim and supervised by Graham Loomis.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to… [read post]
19 May 2016, 12:30 pm
Phillips of the Chicago Regional Office.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Mar 2019, 11:48 am
According to the SEC’s orders, the 12b-1 fees were routinely paid to the investment advisers in their capacity as brokers, to their broker-dealer affiliates, or to their personnel who were also registered representatives, creating a conflict of interest with their clients, as the investment advisers stood to benefit from the clients’ paying higher fees.For more information visit The Securities Lawyer Blog, or contact Mark Astarita at mja@sallahlaw.com [read post]
13 Aug 2014, 9:05 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
27 Mar 2018, 6:30 am
Call Mark Astarita at 212-509-6544 or visit The Securities Law Home Page [read post]
11 May 2016, 5:21 am
Call nationally recognized securities attorney Mark Astarita at 212-509-6544. 30 years of FINRA Regulatory and Enforcement experience. [read post]
29 Oct 2019, 9:00 am
---Mark Astarita is a nationally recognized securities attorney who represents investors and brokers in arbitration, litigation and regulatory matters across the country. [read post]
13 Mar 2019, 12:41 pm
SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
17 Feb 2016, 1:02 pm
It uses a risk-based approach to examinations to fulfill its mission to promote compliance with U.S. securities laws, prevent fraud, monitor risk, and inform SEC policy.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
