Search for: "Mark Astarita"
Results 281 - 300
of 698
Sorted by Relevance
|
Sort by Date
12 Jun 2019, 10:32 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
9 Jul 2019, 10:06 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Oct 2017, 1:41 pm
Evans received his bachelor’s degree from Harvard College and law degree from Boston University School of Law, both cum laude.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Mar 2019, 2:04 pm
She received her B.A. in History from Yale University.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Jun 2016, 9:25 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Oct 2017, 7:51 am
For more information about the whistleblower program and how to report a tip, visit http://ift.tt/NFydSr.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
2 Dec 2019, 11:02 am
They can also award punitive damages for the outrageous abuse of its employees and the legal process, and depending on the details, they may be able to award attorneys fees.If you have been denied compensation by Credit Suisse, give Mark Astarita a call at 212-509-6544 [read post]
21 Apr 2016, 1:12 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Apr 2016, 8:21 am
ET or contact filingfees@sec.gov.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2018, 5:12 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
9 Apr 2019, 12:44 pm
Department of Homeland Security.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
1 Jun 2016, 1:15 pm
The rule will become effective when published in the Federal Register and the public comment period will remain open for 30 days.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Oct 2019, 9:00 am
---Mark Astarita is a nationally recognized securities attorney who represents investors and brokers in arbitration, litigation and regulatory matters across the country. [read post]
13 Mar 2019, 12:41 pm
SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
17 Feb 2016, 1:02 pm
It uses a risk-based approach to examinations to fulfill its mission to promote compliance with U.S. securities laws, prevent fraud, monitor risk, and inform SEC policy.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Oct 2017, 8:08 am
Anyone wishing to participate in a breakout group either in person or by teleconference must register online by November 27.The online registration will soon be available on the forum webpage.Members of the public are invited to suggest recommendations or topics to be discussed at the forum by calling the SEC’s Office of Small Business Policy at (202) 551-3460.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark… [read post]
18 Nov 2015, 4:03 am
Once they join a firm, they'd be required to take a more specialized exam correlated to their particular role.Whether this avoids training costs is doubtful, and while it is outrageous that firms charge their new hires on how to use their internal software, it is a step in the right direction.FINRA’s Proposed Exam Change Could Be a Boon for Recruiting:---Mark Astarita is a securities attorney who represents brokers and investors across the country in their… [read post]
13 Jan 2017, 8:07 am
The enforcement action marks the first time the SEC has charged hacking into a law firm’s computer network.Teva Pharmaceutical Paying $519 Million to Settle FCPA ChargesTeva Pharmaceutical Industries Limited has agreed to pay more than $519 million to settle parallel civil and criminal charges that it violated the Foreign Corrupt Practices Act by paying bribes to foreign government officials in Russia, Ukraine, and Mexico.The attorneys at Sallah Astarita & Cox include… [read post]
11 Oct 2018, 7:52 am
" The complaint also alleges Ringgold promoted the ICO with a fake agency he created called the "Blockchain Exchange Commission," using a graphic similar to the SEC's seal and the same address as SEC headquarters.According to the SEC, Blockvest and Ringgold also allegedly misrepresented Blockvest's connections to a well-known accounting firm, and continued their fraudulent conduct even after the National Futures Association (NFA) sent them a cease-and-desist… [read post]
26 Mar 2019, 7:59 am
Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.The SEC protects the confidentiality of whistleblowers and does not disclose information that could reveal a whistleblower’s identity as required by the Dodd-Frank Act.For more information about the whistleblower program and how to report a tip, visit www.sec.gov/whistleblower.SEC Press Release--- If you believe need help with a securities litigation,… [read post]
