Search for: "Mark Astarita"
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26 Mar 2019, 7:59 am
Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.The SEC protects the confidentiality of whistleblowers and does not disclose information that could reveal a whistleblower’s identity as required by the Dodd-Frank Act.For more information about the whistleblower program and how to report a tip, visit www.sec.gov/whistleblower.SEC Press Release--- If you believe need help with a securities litigation,… [read post]
26 Mar 2019, 6:34 am
Call Mark Astarita, Esq. at 212-509-)6544 [read post]
25 Mar 2019, 2:06 pm
., magna cum laude, from American University and a B.S. from George Mason University.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
22 Mar 2019, 8:55 am
SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
20 Mar 2019, 5:16 pm
The comment period for the proposal will be open for 60 days following publication in the Federal Register.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
20 Mar 2019, 2:51 pm
All investment company registration statement and Form N-CSR filings made on or after April 1, 2020 must be made in HTML format and comply with the rule and form amendments pertaining to the use of hyperlinks.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Mar 2019, 12:33 pm
Jeffries received his law degree from the University of Virginia School of Law in 2002 and his bachelor’s degree from Duke University in 1997.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Mar 2019, 12:26 pm
SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Mar 2019, 8:26 am
More information on the agenda and participants will be published in the coming weeks.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Mar 2019, 7:01 am
---If you have any questions or concerns regarding your investment in GPB Capital, or any other private placement, contact Mark Astarita at mja@seclaw.com. [read post]
14 Mar 2019, 10:26 pm
By concealing the emissions scheme, Volkswagen reaped hundreds of millions of dollars in benefit by issuing the securities at more attractive rates for the company, according to the complaint.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
14 Mar 2019, 12:11 pm
Burt received the SEC Chairman's Award for Excellence in 2010 for his work related to the Flash Crash and the SEC's Analytical Methods award in 2016 for his work on the hacked news releases matter.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Mar 2019, 12:41 pm
SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Mar 2019, 12:34 pm
The Committee is authorized to submit findings and recommendations to the Commission.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Mar 2019, 10:58 am
These adjustments do not directly affect the amount of funding available to the SEC.The Office of Interpretation and Guidance in the Commission’s Division of Trading and Markets is available for questions on Section 31 at (202) 551-5777, or by email at tradingandmarkets@sec.gov.The Commission will issue further notices on its website as appropriate to keep the public informed of developments relating to the effective dates of the fee rates under Section 31.SEC Press Release---… [read post]
12 Mar 2019, 9:58 am
Postal Inspection Service.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Mar 2019, 11:48 am
According to the SEC’s orders, the 12b-1 fees were routinely paid to the investment advisers in their capacity as brokers, to their broker-dealer affiliates, or to their personnel who were also registered representatives, creating a conflict of interest with their clients, as the investment advisers stood to benefit from the clients’ paying higher fees.For more information visit The Securities Lawyer Blog, or contact Mark Astarita at mja@sallahlaw.com [read post]
8 Mar 2019, 5:21 am
---Mark Astarita represents financial professionals in their employment, regulation and compliance matters and has done so for over 30 years. [read post]
10 Dec 2018, 5:43 am
For more information call Mark at 212-509-6544 or send an email to mja@sallahlaw.com [read post]
9 Dec 2018, 6:01 am
For more information call Mark at 212-509-6544 or send an email to mja@sallahlaw.com [read post]
