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20 Jun 2019, 10:30 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Oct 2019, 9:00 am
---Mark Astarita is a nationally recognized securities attorney who represents investors and brokers in arbitration, litigation and regulatory matters across the country. [read post]
16 Jul 2019, 11:23 am
Email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Jul 2019, 8:03 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
SEC Names Holli Heiles Pandol as Director of the Office of Legislative and Intergovernmental Affairs
26 Jun 2019, 12:50 pm
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Jan 2023, 5:43 am
---Mark Astarita represents financial advisors across the country in all aspects of their professional careers, including drafting, and litigating non-compete agreements. [read post]
9 Mar 2016, 1:33 pm
For more information, contact: ComplianceOutreach@sec.govSEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 May 2016, 5:21 am
Call nationally recognized securities attorney Mark Astarita at 212-509-6544. 30 years of FINRA Regulatory and Enforcement experience. [read post]
13 Aug 2014, 9:05 am
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
12 Oct 2017, 7:51 am
For more information about the whistleblower program and how to report a tip, visit http://ift.tt/NFydSr.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Jan 2017, 8:07 am
The enforcement action marks the first time the SEC has charged hacking into a law firm’s computer network.Teva Pharmaceutical Paying $519 Million to Settle FCPA ChargesTeva Pharmaceutical Industries Limited has agreed to pay more than $519 million to settle parallel civil and criminal charges that it violated the Foreign Corrupt Practices Act by paying bribes to foreign government officials in Russia, Ukraine, and Mexico.The attorneys at Sallah Astarita & Cox include… [read post]
9 Jul 2019, 10:06 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Oct 2018, 7:52 am
" The complaint also alleges Ringgold promoted the ICO with a fake agency he created called the "Blockchain Exchange Commission," using a graphic similar to the SEC's seal and the same address as SEC headquarters.According to the SEC, Blockvest and Ringgold also allegedly misrepresented Blockvest's connections to a well-known accounting firm, and continued their fraudulent conduct even after the National Futures Association (NFA) sent them a cease-and-desist… [read post]
11 Mar 2019, 11:48 am
According to the SEC’s orders, the 12b-1 fees were routinely paid to the investment advisers in their capacity as brokers, to their broker-dealer affiliates, or to their personnel who were also registered representatives, creating a conflict of interest with their clients, as the investment advisers stood to benefit from the clients’ paying higher fees.For more information visit The Securities Lawyer Blog, or contact Mark Astarita at mja@sallahlaw.com [read post]
20 Sep 2017, 10:05 am
Kane is assigned to OCR.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
22 Sep 2017, 9:05 am
The Dodd-Frank Act authorizes the committee to submit findings and recommendations to the Commission.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
1 Jun 2016, 1:15 pm
The rule will become effective when published in the Federal Register and the public comment period will remain open for 30 days.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
2 Dec 2019, 11:02 am
They can also award punitive damages for the outrageous abuse of its employees and the legal process, and depending on the details, they may be able to award attorneys fees.If you have been denied compensation by Credit Suisse, give Mark Astarita a call at 212-509-6544 [read post]
2 Aug 2017, 11:13 am
Esau holds a Bachelor of Science in business from the University of North Carolina at Pembroke, a master's degree in accounting from Kennesaw State University, and is a certified public accountant in the state of Georgia.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2018, 5:12 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
