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11 Oct 2018, 7:52 am by Mark Astarita
" The complaint also alleges Ringgold promoted the ICO with a fake agency he created called the "Blockchain Exchange Commission," using a graphic similar to the SEC's seal and the same address as SEC headquarters.According to the SEC, Blockvest and Ringgold also allegedly misrepresented Blockvest's connections to a well-known accounting firm, and continued their fraudulent conduct even after the National Futures Association (NFA) sent them a cease-and-desist… [read post]
11 Oct 2018, 7:52 am by Mark Astarita
" The complaint also alleges Ringgold promoted the ICO with a fake agency he created called the "Blockchain Exchange Commission," using a graphic similar to the SEC's seal and the same address as SEC headquarters.According to the SEC, Blockvest and Ringgold also allegedly misrepresented Blockvest's connections to a well-known accounting firm, and continued their fraudulent conduct even after the National Futures Association (NFA) sent them a cease-and-desist… [read post]
28 Sep 2018, 5:12 am by Mark Astarita
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2018, 5:12 am by Mark Astarita
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
25 Sep 2018, 7:00 am by Mark Astarita
According to AdvisorHub, the broker moved alone to First Republic’s private wealth management arm, and had generated some $6 million in annual revenue from $2 billion in client assets.This is part of a continuing departure of brokers from UBS, despite the fact that the firm withdrew from the Protocol for Broker Recruiting, the industry agreement that allows brokers to contact their former clients when moving among member… [read post]
25 Sep 2018, 7:00 am by Mark Astarita
According to AdvisorHub, the broker moved alone to First Republic’s private wealth management arm, and had generated some $6 million in annual revenue from $2 billion in client assets.This is part of a continuing departure of brokers from UBS, despite the fact that the firm withdrew from the Protocol for Broker Recruiting, the industry agreement that allows brokers to contact their former clients when moving among member… [read post]
24 Sep 2018, 9:31 am by Mark Astarita
We have significant experience, and success, in representing brokers and managers in FINRA books and records proceedings.Call 212-509-6544 or email mja@sallahlaw.com-----------Mark J. [read post]
24 Sep 2018, 9:31 am by Mark Astarita
We have significant experience, and success, in representing brokers and managers in FINRA books and records proceedings.Call 212-509-6544 or email mja@sallahlaw.com-----------Mark J. [read post]
27 Aug 2018, 7:08 am by Mark Astarita
---Mark Astarita is a national known securities attorney and a partner in the securities law firm of Sallah Astarita & Cox, LLC. [read post]
27 Aug 2018, 7:08 am by Mark Astarita
---Mark Astarita is a national known securities attorney and a partner in the securities law firm of Sallah Astarita & Cox, LLC. [read post]
3 Apr 2018, 5:07 am by Mark Astarita
Painter (@RWPUSA) April 2, 2018---Contact Mark Astarita, New York Securities Lawyer, if you have any questions or concerns about your stock losses. 212-509-6544 [read post]
27 Mar 2018, 6:30 am by Mark Astarita
Call Mark Astarita at 212-509-6544 or visit The Securities Law Home Page [read post]
8 Mar 2018, 6:21 am by Mark Astarita
We help whistleblowers present their information to the SEC and guide them through the process, including presentations to the Commission, at no cost unless there is compensation to our client.If you believe you have a whistleblower claim, give us a call at 212-509-6544, or email Mark Astarita at mja@sallahlaw.com---Mark Astarita is a partner in the national securities law firm of Sallah Astarita & Cox, LLC. [read post]
2 Mar 2018, 1:17 pm by Mark Astarita
Call Mark Astarita at 212.509.6544 or email him at mja@sallahlaw.com.https://www.fa-mag.com/news/sec-launches-massive-cryptocurrency-probe-37441.html [read post]
22 Feb 2018, 4:01 am by Mark Astarita
"SEC Press Release---Mark Astarita is a securities attorney with 30 years of experience representing investors and financial professionals across the country. [read post]
17 Feb 2018, 4:04 am by Mark Astarita
Add to this allegations that a major shareholder sold as the stock price was rising and the issuance of additional shares around the same time, and you have an interesting series of events which could lead to significant shareholder losses.Public company changes name to Riot Blockchain, ---Mark Astarita is a securities attorney with 30 years of national experience representing investors, funds and securities professionals in securities and computer fraud litigation . [read post]
13 Dec 2017, 8:00 am by Mark Astarita
Call Mark Astarita at 212-509-6544. [read post]
18 Oct 2017, 1:33 pm by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Oct 2017, 8:08 am by Mark Astarita
  Anyone wishing to participate in a breakout group either in person or by teleconference must register online by November 27.The online registration will soon be available on the forum webpage.Members of the public are invited to suggest recommendations or topics to be discussed at the forum by calling the SEC’s Office of Small Business Policy at (202) 551-3460.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark… [read post]