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17 Oct 2017, 2:02 pm by Mark Astarita
Financial Conduct Authority and the Australian Securities & Investments Commission.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Oct 2017, 7:51 am by Mark Astarita
   For more information about the whistleblower program and how to report a tip, visit http://ift.tt/NFydSr.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Oct 2017, 12:54 pm by Mark Astarita
Attorney’s Office for the Southern District of Florida and the Federal Bureau of Investigation’s Miami Field Office.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Oct 2017, 12:09 pm by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Oct 2017, 9:19 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
10 Oct 2017, 1:34 pm by Mark Astarita
  He graduated from the Wharton School at the University of Pennsylvania and from the Emory University School of Law.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Oct 2017, 1:41 pm by Mark Astarita
Evans received his bachelor’s degree from Harvard College and law degree from Boston University School of Law, both cum laude.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
5 Oct 2017, 8:13 am by Mark Astarita
Attorney's Office for the Southern District of New York and the Federal Bureau of Investigation.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
2 Oct 2017, 9:22 am by Mark Astarita
” SEC staff outreach events include: an information session with seniors answering questions on investing, retirement and ways to protect against fraud, a Twitter chat about the various issues surrounding investing with robo-advisers, a Thrift Savings Plan (TSP) program for federal employees covering TSP distribution options, withdrawals, fees and how to avoid scams, and numerous saving and investing presentations for students and military service members.For a list of other SEC outreach… [read post]
2 Oct 2017, 8:11 am by Mark Astarita
”  SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Sep 2017, 2:42 pm by Mark Astarita
Szczepanik at (212) 336-1100.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Sep 2017, 12:35 pm by Mark Astarita
Attorney’s Office for the Northern District of Illinois, the Federal Bureau of Investigation, and the Financial Industry Regulatory Authority.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Sep 2017, 12:02 pm by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Sep 2017, 11:37 am by Mark Astarita
Attorney’s Office for the Eastern District of New York, the Federal Bureau of Investigation, and the Pennsylvania Department of Banking and Securities.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2017, 3:27 pm by Mark Astarita
 During the period from Aug. 25, 2017 to Nov. 1, 2017, a registered investment adviser will be considered to have satisfied the requirements of Section 204 of the Advisers Act and Rule 204-3(b) thereunder to deliver the written disclosure statements required thereunder to its advisory client, provided that:  (1) the client’s mailing address for delivery, as listed in the records of the investment adviser, has a ZIP code for which the common carrier has suspended mail… [read post]
28 Sep 2017, 1:27 pm by Mark Astarita
    SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2017, 12:22 pm by Mark Astarita
  He is a 1985 graduate of Fordham Law School.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2017, 8:52 am by Mark Astarita
Attorney’s Office for the District of Massachusetts, the Department of Justice, and the Public Company Accounting Oversight Board.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Sep 2017, 1:11 pm by Mark Astarita
Attorney’s Office for the Northern District of Illinois, the Federal Bureau of Investigation, and the Financial Industry Regulatory Authority.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]