Search for: "Mark Astarita"
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SEC Adopts Amendments to Improve the Application of the Auditor Independence Rules to Loan Provision
18 Jun 2019, 10:13 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
19 Sep 2017, 12:35 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Sep 2017, 9:41 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
24 Apr 2019, 7:26 am
FinTech Forum concludesSEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
9 Jun 2016, 8:59 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Mar 2014, 2:44 pm
In fact, given the fact that the parties are presented with 30 potential arbitrators and have less than 20 days to review the disclosures and make their selections, FINRA has made it impossible to perform any significant investigation - assuming a party had the funds available to conduct that investigation.But FINRA does have the funds, and can conduct that investigation on behalf of all parties to insure that the arbitrator disclosures we all rely upon are accurate and complete.For more information… [read post]
11 May 2016, 8:00 am
Agenda9:30 a.m.Co-Chairs call meeting to orderIntroductory Remarks by Chair Mary Jo White and Commissioners Kara Stein and Michael Piwowar10:00 a.m.Accredited Investor DefinitionPresentation from SEC Division of Corporation Finance staff on the December 2015 “Report on the Review of the Definition of ‘Accredited Investor’”Committee discussion11:30 a.m.Lunch Break and Administrative Session1:30 p.m.Regulation D and General SolicitationPresentation by SEC Division of… [read post]
3 Feb 2016, 8:01 am
It uses a risk-based approach to examinations to fulfill its mission to promote compliance with U.S. securities laws, prevent fraud, monitor risk, and inform SEC policy.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
23 May 2014, 3:00 pm
Sounds simple, but its not, and firms miss the 15 minute mark with some regularity. [read post]
9 Jul 2019, 8:06 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Jul 2017, 1:45 pm
Mathews Award in 2015.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Sep 2017, 2:40 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
2 Feb 2016, 11:50 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
7 Sep 2016, 9:10 am
Cohen Award in 2010, among other honors.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
8 Mar 2016, 8:33 am
Fisher holds a Ph.D. and bachelor’s degree in Economics from Duke University and a J.D. from Harvard Law School (magna cum laude).SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Mar 2016, 7:35 am
Attorney’s Office for the Southern District of New York.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
17 May 2016, 10:58 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
19 Jul 2019, 9:57 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Apr 2016, 7:00 am
---Mark Astarita is a New York securities lawyer who represents investors and financial professionals across the country in securities arbitrations and investigations, and has been doing so for over 25 years. [read post]
22 Aug 2017, 11:55 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
