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25 Sep 2017, 3:16 pm by Mark Astarita
  They reflect the division’s continual efforts to pursue new forms of misconduct while keeping a watchful eye out for our Main Street investors,” said SEC Chairman Jay Clayton.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
22 Sep 2017, 10:04 am by Mark Astarita
  The SEC appreciates the assistance of the Federal Bureau of Investigation.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
22 Sep 2017, 9:05 am by Mark Astarita
 The Dodd-Frank Act authorizes the committee to submit findings and recommendations to the Commission.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
22 Sep 2017, 7:49 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Sep 2017, 1:25 pm by Mark Astarita
” SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Sep 2017, 10:49 am by Mark Astarita
 The SEC also appreciates the assistance from regulators and law enforcement in France, Spain, and Hong Kong as well as the Financial Conduct Authority, British Virgin Islands Financial Services Commission, Cayman Islands Monetary Authority, Bermuda Monetary Authority, Cyprus Securities and Exchange Commission, and Central Bank of Ireland.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call… [read post]
20 Sep 2017, 6:40 pm by Mark Astarita
”SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
20 Sep 2017, 10:05 am by Mark Astarita
Kane is assigned to OCR.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
20 Sep 2017, 9:17 am by Mark Astarita
Attorney’s Office for the Northern District of California, Federal Bureau of Investigation, Financial Industry Regulatory Authority, and Options Regulatory Surveillance Authority.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
19 Sep 2017, 12:35 pm by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Sep 2017, 11:51 am by Mark Astarita
John’s University, New York, and his J.D. from the University of North Carolina at Chapel Hill School of Law.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
14 Sep 2017, 8:27 am by Mark Astarita
Catrini and Samra Fleschner of the Atlanta office.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Sep 2017, 1:42 pm by Mark Astarita
  An SEC Investor Alert can be found at: http://ift.tt/2h44i8g.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Sep 2017, 2:40 pm by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Sep 2017, 9:31 am by Mark Astarita
  Information on accessing the webcast and the links to program materials will be posted on the SEC, MSRB, and the FINRA websites on the day of the program.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
7 Sep 2017, 1:26 pm by Mark Astarita
Gottesman received his bachelor’s and law degrees from the University of Minnesota.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
7 Sep 2017, 11:53 am by Mark Astarita
Attorney’s Office for the Western District of Washington and the Federal Bureau of Investigation.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
7 Sep 2017, 8:18 am by Mark Astarita
Department of Justice, Federal Bureau of Investigation, United Kingdom’s Financial Conduct Authority, and City of London Police.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Sep 2017, 12:11 pm by Mark Astarita
Presentation Christine McCarthy, Partner, Compensation & Benefits, Technology Companies Group, OrrickCommittee Discussion3:30 p.m.AdjournmentSEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Sep 2017, 9:41 am by Mark Astarita
Attorney’s Office for the Southern District of New York.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]