Search for: "Mark Astarita"
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5 Oct 2009, 5:00 pm
Astarita’s Securities Law Blog section on arbitration. [read post]
23 Jan 2009, 4:18 pm
Business Development at JD Supra, (@JChristi) Monique Altheim, Brooklyn, NY, attorney, (@molecule18)Jill Windwer, NYC, VP Digital Products and Law.com, (@jwindwer)Mark Astarita, NY/NJ, securities litigator and broker-dealer attorney, (@astarita)Kathleen Scanlon, Long Island, NY, real estate lawyer, (@kasesq94)heckmanpage, Alpharetta, GA, (@heckmanpage) Unfiltered Orange, Austin, Texas, Orange Legal Technologies, (@complexd)Patrick DiDomenico, NYC, lawyer and KM… [read post]
2 Oct 2009, 9:00 am
from Mark J. [read post]
9 Apr 2010, 5:00 am
Facebook Tells Employees Not to Sell Shares by Mark J. [read post]
7 Jan 2013, 5:00 am
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
14 Jun 2010, 5:00 am
Atkins October 9, 2007 SEC Division of Enforcement Enforcement Manual SEC Release No. 5310 SEC’s Form 1662 The Wells Notice in SEC and NASD Investigations by Mark Astarita in SEC Law .com Evaluating the Mission: A Critical Review of the History and Evolution of the SEC Enforcement Program by: Paul S. [read post]
28 Oct 2011, 5:00 am
Showing Judgment Firms Must Protect Customer Information – Always by Mark Astarita in SEClaw.com The SEC has provided another example of an unintentional violation [of Regulation S-P], and charged three former brokerage executives for failing to protect confidential information about their customers. [read post]
6 Jul 2009, 4:00 am
Astarita on SECLaw.com – The Securities Law Blog Workplace Computers and the Attorney Client Privilege - Part 2 by Paul G. [read post]
16 Sep 2023, 4:28 am
By Mark Astarita. [read post]
16 Sep 2023, 4:28 am
By Mark Astarita. [read post]
17 Jul 2012, 2:58 am
By Mark Astarita. [read post]
