Search for: "Mark Astarita"
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21 Sep 2017, 10:49 am
The SEC also appreciates the assistance from regulators and law enforcement in France, Spain, and Hong Kong as well as the Financial Conduct Authority, British Virgin Islands Financial Services Commission, Cayman Islands Monetary Authority, Bermuda Monetary Authority, Cyprus Securities and Exchange Commission, and Central Bank of Ireland.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call… [read post]
3 Oct 2016, 8:02 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Jun 2019, 11:05 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
16 Aug 2016, 10:37 am
Chion.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
4 Oct 2016, 7:37 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
17 Jun 2016, 4:43 pm
Based on the results of that study, or earlier as it determines, the Commission will reassess whether further action is appropriate.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
10 Jun 2016, 8:50 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 Jul 2019, 8:05 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
9 Jul 2019, 2:10 pm
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
4 Aug 2016, 11:59 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
31 Aug 2016, 10:13 am
These notices will be posted on the Commission's Internet Web site at www.sec.gov.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2016, 7:39 am
The SEC appreciates the assistance of the Fraud Section of the Criminal Division at the Department of Justice, the Federal Bureau of Investigation, and the Securities and Exchange Board of India.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Mar 2016, 10:39 am
He received his B.A. from the University of Virginia in 2002.The SEC also announced that in addition to being Deputy Director of the Office of Legislative and Intergovernmental Affairs, Anne-Marie Kelley was named Senior Adviser to the Chair.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
22 Sep 2017, 10:04 am
The SEC appreciates the assistance of the Federal Bureau of Investigation.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Jun 2016, 11:22 am
The comment period will be 60 days after publication in the Federal Register.To submit a comment, please use the SEC’s Internet submission form or send an e-mail to rule-comments@sec.govSEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Aug 2017, 2:35 pm
They represent interpretations and practices followed by the SEC's Office of the Chief Accountant and the Division of Corporation Finance in administering the federal securities laws.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Sep 2017, 12:11 pm
Presentation Christine McCarthy, Partner, Compensation & Benefits, Technology Companies Group, OrrickCommittee Discussion3:30 p.m.AdjournmentSEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
SEC Announces Agenda for October 5 Meeting of the Advisory Committee on Small and Emerging Companies
29 Sep 2016, 8:21 am
Dominguez, Board Member, National Association of Corporate DirectorsCommittee Discussion12:30 p.m.Lunch Break2:00 p.m.Remarks by Chair White Update on Equity Market Structure, Tick Size Pilot, and the Treatment of “Finders”Stephen Luparello, Director, Division of Trading and Markets2:45 p.m.Committee Discussion on Outreach to Smaller Companies about Capital Raising SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email… [read post]
31 Jan 2021, 12:07 pm
—-Mark J. [read post]
10 Aug 2016, 11:07 am
It uses a risk-based approach to examinations to fulfill its mission to promote compliance with U.S. securities laws, prevent fraud, monitor risk, and inform SEC policy.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
