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20 Apr 2014, 6:30 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
1 Feb 2013, 6:06 am by Doug Cornelius
SEC Charges Former Jefferies Executive with Defrauding Investors in Mortgage-Backed Securities by Mark Astarita in the Securities Law Blog According to the SEC’s complaint filed in federal court in Connecticut, the former executive arranged trades for customers as part of his job as a managing director on the MBS desk at Jefferies. [read post]
1 Feb 2013, 6:06 am by Doug Cornelius
SEC Charges Former Jefferies Executive with Defrauding Investors in Mortgage-Backed Securities by Mark Astarita in the Securities Law Blog According to the SEC’s complaint filed in federal court in Connecticut, the former executive arranged trades for customers as part of his job as a managing director on the MBS desk at Jefferies. [read post]
11 Nov 2015, 9:22 am by Mark Astarita
.'Merrill s Bulls Enter the Digital Advice Race | IAG Breaking News------Mark Astarita represents brokers in disputes with their firms - including Merrill Lynch. [read post]
2 Dec 2015, 12:30 pm by Mark Astarita
For a free consultation call Mark at 212-509-6544 or email him at mja@sallahlaw.com [read post]
15 Mar 2019, 7:01 am by Mark Astarita
---If you have any questions or concerns regarding your investment in GPB Capital, or any other private placement, contact Mark Astarita at mja@seclaw.com. [read post]
11 Dec 2014, 5:56 am by Mark Astarita
For information on how Mark can help you, contact him at 212-509-6544, or by email. [read post]
2 Dec 2015, 5:00 am by Mark Astarita
For a free consultation on markup questions, or any securities related question, call Mark at 212-509-6544 or email him at mja@sallahlaw.com [read post]
14 Aug 2014, 11:00 am by Mark Astarita
  Larry Roth: Defining the next 10 years for independent broker-dealers---The attorneys at Sallah Astarita & Cox represent independent firms and traditional broker-dealers across the country, as well as their individual advisers, in regulatory, compliance and litigation matters. i For more information, and to see how we can help you and your firm,  contact Mark Astarita at 212-509-6544 or email us. [read post]
31 May 2014, 7:06 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
1 Jun 2014, 4:45 pm by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
6 Jan 2014, 8:12 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or at email us [read post]
8 Aug 2013, 6:58 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or at email us [read post]
18 Dec 2013, 7:31 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or at email us [read post]
8 Jun 2014, 7:37 pm by Mark Astarita
For more information regarding securities employment disputes, contact Mark Astarita at 212-509-6544 or email us. [read post]
19 Jul 2013, 6:00 am by Richard Kummer
For more information contact Mark Astarita at 212-509-6544 or at mja@sallahlaw.comRelated articlesInvestment Adviser Survey Reveals Compliance Testing Practices and TrendsU.S. [read post]
19 Jul 2013, 7:00 am by Richard Kummer
For more information contact Mark Astarita at 212-509-6544 or at mja@sallahlaw.com [read post]
16 Jan 2014, 7:10 am by Mark Astarita
 For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
24 Sep 2018, 9:31 am by Mark Astarita
We have significant experience, and success, in representing brokers and managers in FINRA books and records proceedings.Call 212-509-6544 or email mja@sallahlaw.com-----------Mark J. [read post]
17 Dec 2013, 6:18 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or at email us [read post]