Search for: "Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission," Results 1 - 20 of 33
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22 Sep 2011, 1:13 pm by Securites Lawprof
Securities and Exchange Commission, Before the Subcommittee on Oversight and Investigations of the U.S. [read post]
23 Sep 2011, 9:43 am by William McGrath
Becker, Chairman Schapiro and Inspector General Kotz was before the Subcommittee on Oversight and Investigations of the U.S. [read post]
1 Aug 2012, 8:52 am by D. Daxton White
The report is the culmination of an extensive review of the municipal securities market that was initiated by SEC Chairman Mary L. [read post]
16 Nov 2012, 12:59 pm by Phillips & Cohen
"In just its first year, the whistleblower program already has proven to be a valuable tool in helping us ferret out financial fraud,” said SEC Chairman Mary L. [read post]
13 Oct 2011, 12:23 pm by admin
“This action also challenges the failure of SEC Chairman Mary L. [read post]
23 Feb 2010, 6:49 am by Ted Allen
  “Investor participation in elections at companies they own is critical to effective corporate governance,” SEC Chairman Mary L. [read post]
23 Jun 2011, 2:00 am by Kara OBrien
 For example, the impact of regulations, including the 500 holder of record threshold in Section 12(g) of the Exchange Act, was recently put in the spotlight by correspondence between Congressman Darrell Issa (R-CA), Chairman of the House Committee on Oversight and Government Reform, and Mary Schapiro, Chairman of the SEC.[10]  Subsequently, Chairman Schapiro also testified on May 10, 2011, before the… [read post]