Search for: "Matter of NMS" Results 1 - 20 of 371
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16 Dec 2014, 12:55 pm by James
While police have not yet filed any charges in the matter, the investigation into the accident is ongoing. [read post]
11 Dec 2014, 2:11 pm by James
Albuquerque, NM — A driver was injured in an accident that police  believe may have been caused by alcohol use. [read post]
19 May 2010, 1:09 pm by Securites Lawprof
The subject matter of the Open Meeting will be: Item 1: The Commission will consider whether to propose new Rule 613 of Regulation NMS that would require national securities... [read post]
31 Aug 2018, 1:42 pm by Jeffrey Carr
If only there was a profession of people whose mission it was to dig into these matters and get to the truth. [read post]
29 Jan 2014, 4:23 am by Matthew L.M. Fletcher
The NAP staff attorney will handle cases and matters involving federal Indian law and Indian tribal law issues, including representation of low income individuals in tribal court. [read post]
11 Jul 2014, 3:59 pm by James Hamilton
With fees under $10 a trade, the spreads between bid and ask prices for most stocks are as narrow as they have ever been, and with trading being done in a matter of sub-seconds rather than minutes, retail investors have been able to enjoy greater involvement in, and access to, the markets. [read post]
3 Aug 2014, 12:29 pm by James Hamilton
With fees under $10 a trade, the spreads between bid and ask prices for most stocks are as narrow as they have ever been, and with trading being done in a matter of sub-seconds rather than minutes, retail investors have been able to enjoy greater involvement in, and access to, the markets. [read post]
3 Feb 2010, 3:02 pm by Oliver G. Randl
The patentee then amended the lower limit to 220 nm. [read post]
26 Sep 2014, 3:40 pm by Glo
However, I still think the second semi-truck driver is going to bear some fault no matter what. [read post]
13 Jul 2011, 6:53 am by 1 Crown Office Row
In fact, the prison authorities handling the matter had not been informed of NM’s learning disabilities, although the court found that they should have been. [read post]
1 Aug 2021, 6:10 am by Patricia Salkin
The court dismissed the complaint for the lack of subject matter jurisdiction, having agreed with the City’s argument that because NMS never went through PD review, its claims were not ripe. [read post]
1 Apr 2010, 4:08 pm by SOIssues
The ACLU of New Mexico (ACLU-NM) challenged the law and praised the decision by Judge Christina Armijo. [read post]
21 Aug 2020, 12:18 am
Edward Jones Wins TRO Against Former Employee in Solicitation and Trade Secrets Case (BrokeAndBroker.com Blog)SEC Proposes Data Security Enhancements to the CAT NMS Plan (SEC Release)Update on the Consolidated Audit Trail: Data Security and Implementation Progress (SEC Release)Statement on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail to Enhance Data Security (SEC Commissioner Peirce)Rep Fined and Suspended by FINRA for Alterations on… [read post]
10 Feb 2017, 9:09 am by Sarah M Donnelly
Link: Previous posts Here are further materials and briefs in the matter of Pueblo of Pojoaque v. [read post]
17 Jun 2011, 12:48 pm by McNabb Associates, P.C.
The United States Marshals Service considers any threat to our judiciary no matter how minor or large as a serious matter. [read post]
17 Jun 2011, 12:48 pm by McNabb Associates, P.C.
The United States Marshals Service considers any threat to our judiciary no matter how minor or large as a serious matter. [read post]
26 Mar 2021, 7:37 am by John Jascob
In addition, the new rules expand the content of NMS market data.Exchanges’ petitions. [read post]
6 Jul 2022, 7:03 am by John Jascob
Last August, the SEC issued an order approving the NMS plan.Committee requirement invalid. [read post]
13 Oct 2016, 10:01 am by Sarah M Donnelly
Here are the briefs in the matter of Public Service Company of NM v. [read post]