Search for: "Matter of Investors Funding Corp. of New York"
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12 Jun 2018, 12:39 pm
Eckstein, along with another broker, Kevin Brody, were involved with Conmac Funding Corp, a scheme run by the two individuals out of Hicksville, New York. [read post]
15 May 2015, 9:01 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
16 Feb 2009, 5:14 am
The Trust appealed.The Second Circuit held that resolution of the appeal depended on significant and unsettled questions of New York law and certified those questions to the New York State Court of Appeals. [read post]
21 May 2019, 7:28 pm
Copies of the documents filed with the SEC by Pivotal when and if available, can be obtained free of charge on Pivotal’s website at www.pivotalac.com or by directing a written request to Pivotal Acquisition Corp., c/o Graubard Miller, The Chrysler Building, 405 Lexington Avenue, 11th Floor, New York, New York 10174. [read post]
31 Oct 2008, 7:49 am
Blum & Silver, LLP 1-877-STOCK LAW (1-877-786-2552) www.stockattorneys.com Blum & Silver, LLP is a nationally-recognized securities law firm headquartered in South Florida, with a satellite office in New York, representing investors worldwide with their claims for losses due to stockbroker misconduct and brokerage firm negligence in securities litigation and arbitration matters. [read post]
17 Feb 2016, 6:54 am
The Financial Industry Regulatory Authority (FINRA) recently announced that it has barred two Buffalo, New York-based brokers from the securities industry for fraud in connection with the sale of a hedge fund, the Prestige Wealth Management Fund LP. [read post]
25 Jun 2011, 7:42 pm
” Related Web Resources: Merrill Must Face Class Action Over Mortgage Securities, Bloomberg, January 20, 2011 Los Angeles County Employees Retirement Association Mississippi Public Employees’ Retirement System Connecticut Carpenters Annuity Fund More Blog Posts: National Credit Union Administration Board Files $800M Mortgage-Backed Securities Fraud Lawsuits Against JP Morgan Securities, RBS Securities, and Other Financial Institutions, Institutional Investor… [read post]
8 Aug 2018, 9:08 am
He is currently registered with National Securities Corp in New York, New York, and has been since September 2016. [read post]
26 Oct 2009, 2:22 pm
Quadrum Capital Management LLC, a New York-based hedge-fund firm started by Richard Grodin, has been subpoenaed as part of the investigation, according to a person familiar with the matter, who asked not to be identified because the information is private. [read post]
16 May 2014, 3:07 pm
Nvidia Corp. [read post]
8 Sep 2020, 9:39 am
In 2015, Bank of New York Mellon Corp. paid approximately $714 million to the U.S. [read post]
18 Oct 2010, 2:15 am
Love Funding Corp., 13 N.Y.3d 190, 199 (2009) (internal marks and citation omitted). [read post]
18 Jul 2012, 8:29 pm
In other securities news, last week the Federal Reserve Bank of New York sold $828 million of mortgage debt securities as it proceeds to wind down a portfolio from the American International Group bailout in 2008. [read post]
26 Mar 2012, 4:38 pm
The plaintiffs believe that the securities lawsuit brought up a number of key factual and legal matters under New York common law and ERISA and that this made the case very hard to litigate. [read post]
1 May 2019, 7:31 am
About Lightyear Capital LLC Founded in 2000, Lightyear is a financial services-focused private equity firm based in New York. [read post]
5 May 2022, 9:01 pm
Sophisticated investors, i.e., hedge funds that specialize in distress investing, are therefore in a difficult position. [read post]
2 Jan 2014, 9:15 am
Small Business Capital Corp., Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC.Case number: 12-cv-3237 (United States District Court for the Northern District of California)Case filed: June 21, 2012Qualifying judgment/order: November 6, 2013 11/21/2013 02/19/2014 2013-105 SEC v. [read post]
19 Jan 2010, 10:24 am
In that case, Apache went to court when it learned that the fund planned to file suit in New York after the SEC staff allowed Apache to omit the proposal. [read post]
30 May 2007, 11:11 am
In two related decisions the a New York U.S. [read post]
7 Oct 2013, 4:03 am
On the contrary, said the court, “the agreements, which are governed by New York law, did not have to contain such a provision. [read post]
