Search for: "Matter of Mallon"
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27 Jul 2011, 5:01 am
Cole-Frieman & Mallon LLP provides advice on a broad range of corporate, regulatory and litigation matters including hedge fund formation, adviser registration, CFTC and NFA matters, ISDAs and counterparty documentation, loan trading and distressed debt transactions, seed deals, employment and compensation matters and regulatory inquiries. [read post]
15 Jul 2022, 6:05 am
He has undoubtedly earned it,” said Bart Mallon, Co-Managing Partner. [read post]
15 Jul 2022, 10:05 am
He has undoubtedly earned it,” said Bart Mallon, Co-Managing Partner. [read post]
21 May 2019, 1:20 pm
” *** About Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive and cost-effective legal solutions for financial services matters. [read post]
26 Oct 2014, 7:08 pm
Before we begin, Cole-Frieman & Mallon LLP is pleased to announce that Lilly A. [read post]
18 Jul 2014, 10:40 am
COLE-FRIEMAN & MALLON LLPwww.colefrieman.com July 10, 2014 FATCA Transitional Period. [read post]
11 Apr 2011, 2:28 pm
As part of the Hedge Fund Networking Summit Webcast Series, Bart Mallon of Mallon P.C. led an hour long presentation on compliance matters for California based hedge fund managers. [read post]
22 Mar 2010, 9:02 pm
www.hedgefundlawblog.com Text of the Mallon P.C. comment is provided below. **** [Footnotes ommitted] March 22, 2010 VIA ELECTRONIC MAIL AND COURIER Mr. [read post]
1 Jun 2022, 12:09 pm
Cole-Frieman & Mallon LLP has hired Alex Yastremski as a Partner to lead its Digital Asset Practice. [read post]
29 Dec 2006, 11:12 am
Mallon as a Solutions Analyst to their growing staff. [read post]
1 Jun 2022, 4:09 pm
The firm provides a full suite of legal services including: formation of hedge funds, private equity funds, and venture capital funds; adviser compliance and registration; counterparty documentation; equity financings and token offerings; SEC, CFTC, NFA and FINRA matters; seed deals; hedge fund due diligence; employment and compensation matters; and, routine business matters. [read post]
1 Nov 2011, 5:05 am
About Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive and cost-effective legal solutions for financial services matters. [read post]
7 Aug 2011, 1:06 pm
He routinely works with managers who trade commodities and futures on corporate and regulatory matters. [read post]
2 Aug 2010, 2:08 am
Ongoing Compliance – At the end of every quarter, managers should take time to address any ongoing compliance matters. [read post]
17 Apr 2012, 7:56 am
About Cole-Frieman Mallon & Hunt LLP Cole-Frieman Mallon & Hunt LLP is a premier boutique investment management law firm, providing top-tier, responsive, and cost-effective legal solutions for financial services matters. [read post]
16 Oct 2020, 6:41 am
. **** SEC Matters SEC Expands the “Accredited Investor” and “Qualified Institutional Buyer” Definitions. [read post]
26 Jan 2012, 4:01 am
” **** About Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive and cost-effective legal solutions for financial services matters. [read post]
16 Apr 2020, 4:55 am
Please note COVID-19 related matters appear at the end of this update. **** SEC Matters SEC Releases 2020 Examination Priorities. [read post]
22 Apr 2019, 4:53 pm
. **** SEC Matters SEC Publishes Examination Priorities for 2019. [read post]
29 Jan 2020, 4:55 am
Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive, and cost-effective legal solutions for financial services matters. [read post]
