Search for: "Matter of Mallon"
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1 Feb 2024, 10:46 am
Overview of the Legal Process to Tokenize a Hedge Fund By Bart Mallon, with Malhar Oza As the digital asset industry continues to evolve, we see more use cases for tokenization, including tokenization of private investment funds like hedge, VC and PE funds. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
20 Oct 2023, 2:40 pm
Cole-Frieman & Mallon LLP was also a proud sponsor of the Help For Children 2023 Denver Golf Tournament in Littleton, Colorado on September 22, 2023. [read post]
20 Jul 2023, 10:44 am
More information available at https://coinalts.xyz/. **** SEC Matters SEC Enforcement Action Against Ripple. [read post]
6 Jul 2023, 11:20 am
Cole-Frieman & Mallon LLP is a leading investment management law firm known for providing top-tier, innovative, and collaborative legal solutions for complex financial service matters. [read post]
26 Jun 2023, 6:30 am
” (121) This Third Resolution version of interposition was a theoretical matter, independent of the sounding the alarm interposition described in The Federalist and invoked by the Virginia legislature in its Seventh Resolution in 1798, as he explained in his Report of 1800. [read post]
20 Jun 2023, 6:30 am
Fritz, Monitoring American Federalism: The History of State Legislative Resistance (Cambridge University Press, 2023).Grace Mallon In 1984, the historians David Blackbourn and Geoff Eley published, in its English-language edition, a book called The Peculiarities of German History. [read post]
20 Apr 2023, 1:20 pm
For details, contact info@colefrieman.com. **** SEC Matters SEC Charges Staking-as-a-Service Provider. [read post]
31 Mar 2023, 10:44 am
TRANSITIONS MATTER. [read post]
15 Dec 2022, 8:00 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
15 Dec 2022, 4:00 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
21 Jul 2022, 7:02 am
. **** SEC Matters SEC Risk Alert on Material Non-Public Information Compliance Issues. [read post]
21 Jul 2022, 3:02 am
. **** SEC Matters SEC Risk Alert on Material Non-Public Information Compliance Issues. [read post]
15 Jul 2022, 10:05 am
He has undoubtedly earned it,” said Bart Mallon, Co-Managing Partner. [read post]
15 Jul 2022, 6:05 am
He has undoubtedly earned it,” said Bart Mallon, Co-Managing Partner. [read post]
1 Jun 2022, 4:09 pm
The firm provides a full suite of legal services including: formation of hedge funds, private equity funds, and venture capital funds; adviser compliance and registration; counterparty documentation; equity financings and token offerings; SEC, CFTC, NFA and FINRA matters; seed deals; hedge fund due diligence; employment and compensation matters; and, routine business matters. [read post]
1 Jun 2022, 12:09 pm
Cole-Frieman & Mallon LLP has hired Alex Yastremski as a Partner to lead its Digital Asset Practice. [read post]
8 Mar 2022, 12:10 pm
Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is one of the top investment management law firms in the United States, known for providing top-tier, innovative, and collaborative legal solutions for complex financial services matters. [read post]
8 Mar 2022, 8:10 am
Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is one of the top investment management law firms in the United States, known for providing top-tier, innovative, and collaborative legal solutions for complex financial services matters. [read post]
8 Dec 2021, 11:27 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
