Search for: "Matter of Mallon"
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9 Oct 2018, 2:33 am
. *** SEC MATTERS Enforcement SEC Charges Digital Asset Hedge Fund Manager On September 11, the Securities and Exchange Commission (“SEC”) announced the settlement of charges against a digital asset hedge fund and its manager. [read post]
2 Sep 2011, 7:34 pm
Cole-Frieman & Mallon LLP provides a variety of services including: hedge fund formation, advisor registration and counterparty documentation, CFTC and NFA matters, seed deals, internal investigations, operational compliance, regulatory risk management, hedge fund due diligence, marketing and investor relations, employment and compensation matters, and routine business matters. [read post]
23 Aug 2011, 7:19 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
17 Mar 2017, 2:56 am
We also (personally) believe that FINRA could better spend its time focused on matters that its member firms are asking to be addressed. [read post]
23 Jul 2009, 2:47 am
Bart Mallon, Esq. at 415-296-8510. [read post]
10 Jul 2018, 3:57 am
FINRA MATTERS Enforcement FINRA Suspends a Member for Failure to Disclose Outside Business Activity. [read post]
4 Apr 2018, 11:28 am
CFTC Matters Speeches Testimony of Chairman J. [read post]
19 Aug 2010, 2:41 am
Bart Mallon, Esq. [read post]
28 Nov 2011, 7:19 am
Aisha can be reached directly at 415-762-2854. **** Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive and cost-effective legal solutions for financial services matters. [read post]
27 Jan 2020, 5:02 am
. **** Bart Mallon is a founding partner of Cole-Frieman & Mallon LLP. [read post]
20 Aug 2010, 2:14 am
Bart Mallon, Esq. [read post]
11 Jun 2010, 2:02 am
Bart Mallon, Esq. [read post]
17 Mar 2020, 9:48 am
. **** David Rothschild is a partner of Cole-Frieman & Mallon LLP and routinely focuses on ISDA matters. [read post]
16 Aug 2010, 2:49 pm
Bart Mallon, Esq. [read post]
26 Jul 2018, 2:57 pm
Cole-Frieman & Mallon LLP has been instrumental in structuring the launches of some of the first digital currency-focused hedge funds and works routinely on matters affecting the digital asset industry. [read post]
9 Jun 2011, 5:32 pm
Murphy Secretary June 8, 2011 **** Bart Mallon is an attorney with a practice focused on hedge funds and investment adviser registration. [read post]
3 Jul 2018, 9:34 am
Cole-Frieman & Mallon LLP has been instrumental in structuring the launches of some of the first digital currency-focused hedge funds and works routinely on matters affecting the digital asset industry. [read post]
17 Oct 2011, 2:58 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
22 Nov 2013, 5:14 pm
Press release can be found here. **** Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive, and cost-effective legal solutions for financial services matters. [read post]
31 Mar 2017, 8:11 am
It is important for managers with questions on their trademarks and other intellectual property to discuss these matters with counsel. **** Bart Mallon is a founding partner of Cole-Frieman & Mallon LLP and focuses his legal practice on the investment management industry. [read post]
