Search for: "Matter of NMS"
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22 Jan 2021, 7:56 am
In May 2020, the SEC issued an order directing the exchanges and FINRA to draft a new national market system plan (NMS plan) with a modernized governance structure for the production of public consolidated equity market data and the dissemination of trade and quote data from trading venues. [read post]
15 Jan 2021, 11:49 am
Pueblo of Isleta General Counsel, Isleta, NM. [read post]
8 Jan 2021, 9:46 am
Pueblo of Isleta Associate General Counsel, Isleta, NM. [read post]
5 Jan 2021, 11:32 am
Upon receipt of the Form U5, FINRA began its own investigation into the matter and found that Engelmann twice made loans with firm customers. [read post]
23 Oct 2020, 3:00 am
National/Federal Back from the Supreme Court, House Pushes DC Circuit for Trump Financials Courthouse News Service – Megan Mineiro | Published: 10/20/2020 A three-judge panel on the District of Columbia Circuit Court of Appeals indicated there is little need for a swift ruling in the legal battle over access to President Trump’s financial records The panel previously upheld the subpoena brought by the House but considered the case for the second time after the U.S. [read post]
16 Oct 2020, 8:00 am
Prosecutor, Shiprock, NM. [read post]
9 Oct 2020, 7:54 am
In particular, the SROs propose that the following actions of the company be subject to a majority vote of only the members: (1) the selection of officers other than the chair and secretary, if needed; and (2) certain decisions related to indemnification, dissolution, and tax-related matters. [read post]
25 Sep 2020, 3:00 am
National/Federal Behind Trump’s Turkish ‘Bromance’: Lev Parnas, oligarchs and a lucrative lobbying deal NBC News – Aubrey Belford, Adam Klasfeld, Andrew Lehren, and Dan De Luce | Published: 9/22/2020 On January 19, 2017, Turkey’s foreign minister, Mevlüt Çavusoglu, sat down with Brian Ballard, a well-connected lobbyist serving as vice chair of Donald Trump’s inaugural committee. [read post]
10 Sep 2020, 8:16 pm
Matter of Anderson, 16 I&N Dec. 596 (BIA 1978). [read post]
21 Aug 2020, 9:30 am
The Mescalero Apache Tribe Chief Judge, Mescalero is located in southcentral New Mexico (2 hours north of El Paso, TX and 3 hours south of Albuquerque, NM). [read post]
1 Aug 2020, 3:19 pm
Prosecutor, Shiprock, NM. [read post]
10 Jul 2020, 2:12 pm
Prosecutor, Shiprock, NM. [read post]
3 Jul 2020, 9:52 am
Prosecutor, Shiprock, NM. [read post]
26 Jun 2020, 1:32 pm
Western Environmental Law Center (WELC) Staff Attorney, Taos, NM or Santa Fe, NM. [read post]
12 Jun 2020, 9:45 am
New Mexico Legal Aid Native American Program Managing Attorney, Santa Ana Pueblo, NM. [read post]
5 Jun 2020, 2:28 pm
New Mexico Legal Aid Managing Attorney, Santa Ana Pueblo, NM. [read post]
8 May 2020, 2:58 pm
Water Protector Legal Collective Staff Attorney, Albuquerque, NM. [read post]
1 May 2020, 12:31 pm
New Mexico Legal Aid Staff Attorney, Gallup, NM. [read post]
14 Apr 2020, 1:11 pm
Moreover, CPOs should thoroughly document the activation and application of any relevant business continuity policy in response to COVID-19 as the matter could easily become an item of interest on future NFA exams. [read post]
7 Apr 2020, 3:00 am
All these details will matter now that the longest period of economic expansion in U.S history has given way to a sharp, pandemic-linked economic contraction. [read post]
