Search for: "Michael S. Piwowar, Commissioner, U.S. Securities and Exchange Commission," Results 1 - 20 of 37
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14 Apr 2016, 6:23 am
Securities & Exchange Commission, on Thursday, April 14, 2016 Editor's Note: Michael S. [read post]
27 Oct 2016, 6:42 am
Securities and Exchange Commission, on Thursday, October 27, 2016 Editor's Note: Michael S. [read post]
16 May 2017, 6:21 am
Securities and Exchange Commission, on Tuesday, May 16, 2017 Editor's Note: Michael S. [read post]
24 Jul 2015, 6:33 pm by John Jascob
SEC, Commissioners Daniel Gallagher and Michael Piwowar have called on the Commission to address retroactive collateral bars that have been entered since the enactment of the Dodd-Frank Act. [read post]
31 Aug 2017, 12:16 pm by Mark Astarita
 It will kick off with welcoming remarks by Commissioner Michael Piwowar at 9:15 a.m. and conclude following remarks by Commissioner Kara Stein at 1:00 p.m.Since the first exchange-traded product (ETP) was introduced in 1993, the ETP market has expanded to nearly 2,000 different securities holding more than $2.7 trillion of assets. [read post]
16 Dec 2015, 6:01 am
Securities & Exchange Commission, on Wednesday, December 16, 2015 Editor's Note: Michael S. [read post]
5 Sep 2017, 8:34 am by John Jascob
Moreover, the SEC’s own regulations provide for a quorum of the Commission when there are only two commissioners. [read post]
27 Feb 2018, 4:40 pm by Kevin LaCroix
SEC Commission Michael Piwowar caused quite a stir last summer when he suggested that the SEC would favorably view submissions by IPO companies that included bylaw provisions requiring mandatory arbitration of securities claims. [read post]
16 Mar 2018, 6:14 am
Securities and Exchange Commission, on Friday, March 16, 2018 Editor's Note: Michael S. [read post]
16 Oct 2013, 9:17 pm by Walter Olson
Securities and Exchange Commission. [read post]
5 Mar 2016, 6:21 am
Securities & Exchange Commission, on Saturday, March 5, 2016 Editor's Note: Michael S. [read post]