Search for: "Michael S. Piwowar, Commissioner, U.S. Securities and Exchange Commission,"
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2 Jul 2015, 6:09 am
Piwowar is a Commissioner at the U.S. [read post]
3 Jun 2015, 5:59 am
Piwowar is a Commissioner at the U.S. [read post]
9 May 2017, 11:41 am
Last Thursday, Jay Clayton was officially sworn in as the new Chairman of the Securities and Exchange Commission. [read post]
30 May 2013, 2:35 pm
Michael Piwowar is to replace SEC Republican Commissioner Troy Paredes, whose term is expiring in June, and Kara Stein is to replace SEC Democratic Commissioner Elisse Walter. [read post]
7 May 2015, 6:24 am
Securities and Exchange Commission. [read post]
25 Nov 2016, 1:43 pm
For a summary of the Commission’s reasons for and against the Proposed Rules, see Commissioner Michael S. [read post]
16 Nov 2014, 9:05 pm
Bank of America, see last page] Two SEC commissioners warn that campaigned-for “fair fund” to compensate investors in CR Intrinsic inside trading case “likely to benefit only class-action attorneys and the fund’s administrators” [Daniel Gallagher and Michael Piwowar, WSJ] “U.S. veterans sue [major European] banks, claim they should pay for Iraq attacks” [Alison Frankel, Reuters] Tweet Tags: administrative… [read post]
9 Nov 2023, 9:01 pm
Subsequently, I returned to the executive staff in 2013 as counsel to Commissioner Michael Piwowar. [read post]
29 May 2018, 3:00 am
According to this WSJ article, the Committee’s chief counsel, Elad Roisman, may be the choice to fill the slot of departing Commissioner Mike Piwowar: The White House is considering nominating a top aide to the Senate Banking Committee chairman for a GOP opening on the Securities and Exchange Commission, according to people familiar with the matter. [read post]
10 Nov 2020, 7:19 am
Lee also has suggested how the SEC could pursue regulations with a greater mix of prescriptive and principles-based requirements, an issue she debated in an extended colloquy with Republican Commissioner Hester Peirce at the end of the Commission’s open meeting to adopt further revisions to Regulation S-K in August 2020.Former Commissioner Robert Jackson, Jr. could be another potential candidate. [read post]
8 Jan 2018, 2:38 pm
Stein and Michael S. [read post]
4 Apr 2023, 4:08 am
Testifying at the hearing were: The Honorable Michael S. [read post]
27 Jun 2023, 9:01 pm
As you might expect, however, my remarks today will reflect my views as an individual Commissioner and not necessarily the views of the full Commission or my fellow Commissioners. [read post]
15 Apr 2016, 6:00 am
Piwowar, U.S. [read post]
5 May 2015, 9:30 pm
As with the SEC’s 2013 proposed rule on disclosure of pay gaps, Republican SEC Commissioners Daniel Gallagher and Michael Piwowar voted against the proposal announced last week on pay and performance disclosure. [read post]
23 May 2017, 11:29 pm
Here is Tammy and Ted’s guest post. ******************************* Cornerstone Research, in collaboration with the New York University Pollack Center for Law and Business, recently released its midyear review report analyzing the Security & Exchange Commission’s enforcement activity through the first half of fiscal year 2017. [read post]
29 Sep 2016, 9:30 pm
” The Securities and Exchange Commission (SEC) unanimously voted to propose a rule that would shorten the settlement time for broker-dealer securities transactions from three days, referred to as T+3, to two days, or T+2. [read post]
7 Sep 2015, 2:47 pm
Michael Carter breached their fiduciary duties in connection with the November 2013 transaction in which an entity Murdock controlled acquired the 60% of Dole’s shares that Murdock did not already own. [read post]
12 Mar 2018, 12:42 am
At that time, then-SEC Commissioner Michael S. [read post]
11 Feb 2021, 9:03 pm
Securities and Exchange Commission (SEC) Allison Herren Lee authorized senior members of the agency’s enforcement division to issue Formal Orders of Investigation, which enable members of the division to take sworn testimony and issue subpoenas. [read post]
