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22 Nov 2023, 12:46 pm by Ajamie LLP
by Miriam Rozen A federal judge has granted Morgan Stanley’s motion to send to arbitration a putative class action claim that it violates federal law by withholding deferred compensation from brokers who move to other firms. [read post]
7 Sep 2021, 3:37 am
FINRA Suspends Unregistered Female for Following Registered Male Rep's Orders (BrokeAndBroker.com Blog)How the first disabled and woman-owned NYSE floor broker is changing Wall Street (CNBC.com)Septuagenarian Broker Accuses Wells of Reneging on Promise of Debt-Free Retirement (September 7, 2021 by Miriam Rozen)In re: Chapter 7 / Anthony Fusco a/k/a Anthony John Fusco, Debtor (United States Bankruptcy Court for the Eastern District of New York, No. 18-42451) -and-Fred… [read post]
9 Jul 2021, 12:50 pm
FINRA Arbitrators Directly Nullify Indirect Non Solicitation Agreement (BrokeAndBroker.com Blog)No Total Ban on Non-Competes Expected, Despite Biden Executive Order (AdvisorHub by by Miriam Rozen)Currency Exchange Manager Sentenced to One Year for Filing False Transaction Reports in Connection with Scheme to Defraud Philadelphia Wholesale Produce Market (DOJ Release)Long Island Resident Pleads Guilty to Multimillion-Dollar Elder Fraud Scheme (DOJ Release)SEC Denies Award to… [read post]
11 Jun 2021, 5:47 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5903/securities-industry-commentator/GUEST BLOG [In]Securities: Bird on a Wire by Aegis Frumento Esq (BrokeAndBroker.com Blog)SEC Charges Investment Advisers With Cherry-Picking, Obtains Asset Freeze (SEC Release)Finra Sanctions Ex-LPL Broker Over 'Outside' Notary Biz (Advisor Hub by Miriam Rozen)FINRA Fines and... [read post]
28 Apr 2017, 7:54 am by Caesar and Napoli, P.C.
Rozen, Miriam “Led by Mark Lanier, Tort Reform Foes Fete Republican Senator in Houston” Law.com 17 April 2017. [read post]
14 Mar 2017, 10:08 am
"Fifth Circuit Judge Assails DOJ 'Arrogance' in Voting Rights Case": Miriam Rozen of Texas Lawyer has this report. [read post]
8 Dec 2016, 11:15 am by Kate McDonald
5th Circuit Grants Expedited Hearing in Overtime Rule Litigation December 8, 2016 By: Miriam Rozen, Texas Lawyer http://www.texaslawyer.com/home/id=1202774222949/5th-Circuit-Grants-Expedited-Hearing-in-Overtime-Rule-Litigation? [read post]
21 Jul 2016, 9:05 pm by Walter Olson
Mikal Watts trial begins over claims of fraud in BP gulf spill claims [AP, Miriam Rozen/Texas Lawyer, Alison Frankel/Reuters, earlier] If someone spilled hot coffee on you, would it take you two years to react? [read post]
2 Jun 2015, 6:54 am by Amy Howe
Briefly: In the Texas Lawyer (subscription or registration required), Miriam Rozen reports on last week’s decision in Commil USA v. [read post]
8 Apr 2015, 3:36 am by Amy Howe
” In the Texas Lawyer (subscription required), Miriam Rozen profiles several Texas attorneys who have recently argued (or will soon argue) at the Court for the first time. [read post]
14 Mar 2011, 8:32 am by Steve Hall
The current Texas Lawyer reports, "Prosecutors, Defense Lawyers Split on Skinner's Impact," written by Miriam Rozen. [read post]
9 Mar 2011, 9:14 am by Rob Robinson
Exec That Carries Major Privilege Implications - http://tinyurl.com/473kv4f (Sue Reisinger) eDiscovery Hits the Mainstream - http://tinyurl.com/4orarox (Roland Bernier) Electronic Discovery Sampling is a Natural Next Step - http://tinyurl.com/4eudqaj (Venkat Rangan) "Fox Guarding the Hen House" - Key Employee Failed to Search For Relevant and Critical ESI - Court Orders Civil Contempt Sanctions and Disclosure in Other Lawsuits or Face $500,000 Sanction - http://bit.ly/eNsPEy (Michael… [read post]
28 Jan 2009, 8:11 am
That's the title of a Texas Lawyer report by Miriam Rozen from the January 12 issue. [read post]
24 Sep 2008, 7:28 pm
Craig Williams and I interview Bill Livesay, executive director of Andrews Kurth LLP in Houston, and Miriam Rozen, staff reporter for Texas Lawyer newspaper. [read post]
24 Sep 2008, 6:26 pm
Craig Williams and I interview Bill Livesay, executive director of Andrews Kurth LLP in Houston, and Miriam Rozen, staff reporter for Texas Lawyer newspaper. [read post]
24 Sep 2008, 3:41 pm
Craig Williams & Bob Ambrogi as they speak to Bill Livesay, Executive Director from Andrews Kurth LLP and Miriam Rozen, staff reporter from Texas Lawyer, to get their personal accounts of Hurricane Ike. [read post]
24 Sep 2008, 9:06 am
Please join me and my fellow Law.com blogger and co-host Bob Ambrogi as we speak to Bill Livesay, Executive Director from Andrews Kurth LLP and Miriam Rozen, staff reporter from Texas Lawyer, to get their personal accounts of Hurricane Ike. [read post]
24 Sep 2008, 8:41 am by Legal Talk Network
Craig Williams & Bob Ambrogi as they speak to Bill Livesay, Executive Director from Andrews Kurth LLP and Miriam Rozen, staff reporter from Texas Lawyer, to get their personal accounts of Hurricane Ike. [read post]
28 Jan 2008, 10:57 am
" In the current issue of Texas Lawyer, Miriam Rozen has, "Houston Group Calls for DA's Resignation in Wake of Controversial E-mails. [read post]