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17 Apr 2024, 6:25 pm
The numbers are stark: Rent the Runway cutting 10% of corporate jobs, Unity Software letting go of a quarter of its workforce, eBay reducing its staff by 9%, and the list goes on, including significant reductions at Microsoft, Salesforce, Flexport, iRobot, UPS, PayPal, Okta, Snap, Estée Lauder, DocuSign, Zoom, Paramount Global, Morgan Stanley, and Cisco. [read post]
6 Apr 2024, 4:12 pm
This cybersecurity fiasco, dissected in depth by the CSRB, reveals not only the shortcomings of one of the world’s most influential companies but also underscores the audaciousness of state-sponsored hacking groups like Storm-0558, which have been compromising entities like Google, Yahoo, Dow Chemical, and Morgan Stanley since at least 2009. [read post]
26 Mar 2024, 5:59 am
” Chancery had concluded that the conflict was not material because of the small size of Morgan Stanley’s stake in Brookfield relative to its overall portfolio, but the materiality determination has to consider the perspective of the stockholder. [read post]
25 Mar 2024, 8:38 pm
Morgan Securities, Morgan Stanley, and Insigneo Securities (and also an investment adviser with Galliott Capital Advisors). [read post]
23 Mar 2024, 10:01 am
Morgan Stanley DW Inc. v. [read post]
22 Mar 2024, 7:22 am
With its lawsuit, Edelweiss alleged that various affiliates of Bank of America, Barclays, Citigroup, JPMorgan Chase, Morgan Stanley, Fifth Third Bancorp, BMO, and William Blair engaged in widespread fraud and collusion in the fees they charged and the interest rates they set for Illinois tax-exempt municipal bonds known as VRDOs. [read post]
21 Mar 2024, 12:48 pm
The defendant banks included: Bank of America, Barclays, Citigroup, JPMorgan Chase, Morgan Stanley, Fifth Third Bancorp, BMO, and William Blair. [read post]
21 Mar 2024, 9:04 am
Free consultation If you have suffered losses investing with Matthew Chimento and Morgan Stanley, the securities attorneys at the White Law Group may be able to help you. [read post]
28 Feb 2024, 6:37 pm
” These letters are called activity letters and most brokerage firms send them, including Morgan Stanley, Bank of America, Wells Fargo, Merrill Lynch, Citigroup (Smith Barney), and Ameriprise. [read post]
23 Feb 2024, 11:06 am
Free consultation If you have suffered losses investing with Gary Chang and Morgan Stanley, the securities attorneys at the White Law Group may be able to help you. [read post]
20 Feb 2024, 1:15 pm
Morgan Stanley analyst Adam Jonas estimates Rivian will use up $3.9 billion in research and development, and capital expenses this year. [read post]
16 Feb 2024, 11:48 am
The post Finance Layoffs Watch ’24: Morgan Stanley appeared first on Above the Law. [read post]
1 Feb 2024, 1:25 pm
Riley Wealth Management Richard Webb Park Avenue Securities LLC William Williford Morgan Stanley FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
29 Jan 2024, 12:00 pm
The White Law Group reviews the regulatory history of Morgan Stanley. [read post]
26 Jan 2024, 8:27 am
According to his FINRA BrokerCheck profile, Rodriguez was a registered representative at Morgan Stanley in El Paso, Texas from 2009 until 2021. [read post]
25 Jan 2024, 8:35 am
He had worked with Morgan Stanley for 12 years before being barred by FINRA in 2022. [read post]
12 Jan 2024, 11:58 am
SEC Charged Morgan Stanley and Exec with Multi-year Fraud On January 12, 2024, the Securities and Exchange Commission (SEC) filed charges against investment bank Morgan Stanley & Co. [read post]
12 Jan 2024, 8:56 am
This pre-positioning reduced Morgan Stanley’s risk in purchasing block trades. [read post]
12 Jan 2024, 5:30 am
The Securities and Exchange Commission today charged investment banking giant Morgan Stanley & Co. [read post]
