Search for: "Morgan Stanley " Results 81 - 100 of 3,762
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17 Dec 2008, 1:01 pm
The loss, which amounts to $2.34 a diluted share , comes almost one year to the day that Morgan Stanley reported its first-ever quarterly [...] [read post]
17 Jun 2023, 12:31 am by Stoltmann Law
The post Finra spanks Morgan Stanley over sales of high-risk stocks appeared first on Stoltmann Law. [read post]
22 Sep 2008, 1:14 pm
Morgan Stanley will sell up to a 20 percent stake in itself to Japan's Mitsubishi UFJ Financial Group "as soon as practicable," as it seeks more capital to stay afloat amid the market turmoil. [read post]
29 Mar 2011, 1:32 pm by By DEALBOOK
The new head of Morgan Stanley's brokerage unit, Greg Fleming, talks to CNBC about how his group fits into the broader company -- and what the market environment means for business. [read post]
29 Jun 2018, 7:48 am by Silver Law Group
Vicente Davila has spent eight years in the securities industry and was most recently registered with Morgan Stanley in Houston, Texas (2016 – 2018). [read post]
2 Mar 2022, 8:05 am by Jon Shazar - Dealbreaker
The post Morgan Stanley: This Block-Trading Probe Is So Not News appeared first on Above the Law. [read post]
16 Feb 2024, 11:48 am by Jon Shazar - Dealbreaker
The post Finance Layoffs Watch ’24: Morgan Stanley appeared first on Above the Law. [read post]
4 Mar 2011, 12:08 pm by By EVELYN M. RUSLI
Lynch, who joined the firm under John Mack, is leaving James Gorman's Morgan Stanley. [read post]
14 Jul 2014, 11:22 am by Ray Frager
Rosenfield serves as a certified financial planner and adviser with Morgan Stanley Wealth Management in Waldorf, previously known as Legg Mason Wood Walker Inc. [read post]
12 Oct 2007, 4:05 am
A federal judge on Thursday approved a $46 million settlement of a class-action lawsuit filed by a group of women alleging gender discrimination by their employer, investment bank Morgan Stanley. [read post]
18 May 2005, 7:05 pm
On Monday, the jury ordered Morgan Stanley to pay Perelman $604 million in actual damages for misrepresenting a client's financial status to [read post]
9 Jun 2023, 9:48 am by Stoltmann Law
The post Ex-Morgan Stanley Broker Seeks to Overturn $28K Award appeared first on Stoltmann Law. [read post]
24 Jun 2010, 1:59 pm by By DEALBOOK
Morgan Stanley agreed to a settlement to end an investigation in Massachusetts into unfair lending practices. [read post]
3 Apr 2022, 12:52 pm by Herskovits, PLLC
  However, Morgan Stanley “cancels” the deferred compensation if the FA leaves Morgan Stanley prior to the vesting dates. [read post]
21 Mar 2022, 3:21 pm by Ajamie LLP
Shafer’s team had $475 million in client assets at Morgan Stanley at the time. [read post]
3 Oct 2007, 5:22 am
Morgan Stanley plans to cut 600 jobs after a decline in mortgage-related revenue led to lower third-quarter earnings than analysts had estimated. [read post]