Search for: "North American Financial Group"
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15 Nov 2017, 7:00 am
Together with a coalition of civil rights groups, including the Southern Poverty Law Center and the North Carolina Justice Center, the ACLU filed a federal lawsuit alleging that the law violates farmworkers’ constitutional and civil rights. [read post]
29 Aug 2010, 4:45 pm
The Financial Industry Regulatory Authority, the Securities and Exchange Commission, and the North American Securities Administrators Association have updated their 2008 report regarding financial firms’ best practices when serving elderly investors. [read post]
22 Aug 2011, 7:10 am
“Elder financial abuse is becoming the crime of the 21st century,” says Denise Voigt Crawford, past president of the North American Securities Administrators Association. [read post]
31 Oct 2016, 6:00 am
Earlier this year, the North American Securities Administrators Association (“NASAA”) adopted a proposed model legislation or regulation (“Model Act”) aimed at protecting vulnerable adults from financial exploitation. [read post]
30 Mar 2023, 10:04 am
Truist Investment Services A Latin American family is just one of the many investors that lost money in Northstar. [read post]
3 Mar 2019, 7:00 am
Perhaps the most familiar example to Americans would be the fundraising efforts of Irish-American communities on behalf of the IRA throughout the 20th century. [read post]
20 Feb 2009, 3:22 am
This group, Harkness explained are often targets for fraud and overreaching. [read post]
29 Apr 2020, 1:07 pm
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
15 Feb 2022, 6:15 am
The Center for a New American Security (CNAS) recently concluded a year-long private roundtable series that brought together U.S. government officials, humanitarian aid organizations, financial institutions, regional experts, and representatives of the private sector to discuss possible solutions to reduce the negative impact of sanctions on humanitarian aid efforts in heavily sanctioned jurisdictions such as Iran, Venezuela, Cuba, North Korea and Syria. [read post]
28 Jun 2019, 7:14 am
A year later, the SEC, FINRA and the North American Securities Administrators Association (NASAA) have published a fact sheet to provide information to investment advisors, broker-dealers, transfer agents, and others who are in the position to detect financial exploitation. [read post]
19 Nov 2008, 3:42 pm
The global credit crisis has affected Latin American markets to a lesser extent than those in North America and Europe, primarily due to the fact that the region's financial institutions have not invested significantly in U.S. mortgage-backed securities and the main international banks operating in the region are considered sound. [read post]
22 Jan 2018, 6:00 am
Between Dec. 31, 2017 and Jan. 2, 2018, we used Google Surveys to try to better understand whether Americans approve of sanctioning foreign governments that support designated terrorist groups, banks that financially support terrorist groups, or countries that buy arms from another country that financially supports terrorism. [read post]
26 Feb 2009, 4:38 am
NASAA Opens Registration for 24th Annual Public Policy ConferenceThe North American Securities Administrators Association (NASAA) has now opened registration for its 24th Annual Public Policy Conference. [read post]
13 May 2020, 8:00 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide in securities investment fraud cases. [read post]
17 Feb 2011, 3:01 pm
The North American Securities Administrators Association (NASAA) has requested public comments regarding proposed changes to the NASAA model rules pertaining to investment adviser custody, financial requirements, recordkeeping and brochure delivery. [read post]
9 Apr 2009, 2:25 pm
Representatives of the North American Securities Administrators Association (NASAA) requested federal funds to enhance their regulation and enforcement of state securities laws in testimony before the House Financial Services Committee on March 20, 2009. [read post]
4 May 2017, 12:52 pm
He bequeathed a large sum of money to the North American Relief Society for Indigent Jews in Jerusalem, an organization that supported the impoverished Jewish community then living in Ottoman Palestine. [read post]
10 Mar 2015, 7:39 am
The following list of top threats facing unwary investors was compiled by the Enforcement Section of the North American Securities Administrators Association (NASAA), of which the Florida Office of Financial Regulation is a member. [read post]
22 Dec 2009, 10:33 pm
Think tanks and policy groups are already coordinating about how to rejigger the system to keep unemployed, underemployed and disabled workers financially afloat as the state economy stabilizes. [read post]
30 Aug 2018, 2:30 pm
The American Bankers Association jointly with state bankers associations, the American Financial Services Association, and the Mortgage Bankers Association are urging the U.S. [read post]
