Search for: "North American Financial Group" Results 61 - 80 of 2,079
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
19 Sep 2009, 6:00 am
That would give states an incentive to adopt model rules developed by the North American Securities Administrators Association and the National Association of Insurance Commissioners. [read post]
31 Aug 2022, 9:01 pm by Jeff Lubitz
In fact, the largest non-North American settlement of all-time was resolved earlier in 2022… a €1.4 billion settlement with Steinhoff International. [read post]
23 Dec 2008, 8:08 pm
RiskMetrics has also harmonized assessment of company performance across several North American policies. [read post]
27 Sep 2021, 1:01 pm by Cynthia Marcotte Stamer
Stamer also serves in leadership of a broad range of professional and civic organizations and provides insights and thought leadership through her extensive publications, public speaking and volunteer service with a diverse range of organizations including as Chair of the American Bar Association (“ABA”) Intellectual Property Section Law Practice Management Committee, Vice Chair of the International Section Life Sciences and Health Committee, Past ABA RPTE Employee Benefits… [read post]
6 Mar 2015, 7:05 am by D. Daxton White
American Eagle Energy’s first-lien bonds, which are secured by its assets, fell 10.25 cents to 31.75 cents on the dollar at 4:23 p.m. in New York, according to Trace, the bond-price reporting system of the Financial Industry Regulatory Authority. [read post]
15 Jun 2018, 12:04 pm by Elizabeth Dalziel
  The ICI’s request pointed out that other regulatory and advocacy organizations, such as the Financial Industry Regulatory Authority and the North American Securities Administrators Association, have taken measures to help ensure that the financial institutions they regulate will be protected from enforcement action if they take reasonable steps to prevent financial exploitation of seniors and other vulnerable adults. [read post]
23 Apr 2012, 8:15 am by Lovechilde
It can be found across broad stretches of the American economy and around the world. [read post]
11 Jul 2012, 5:47 am by John Jascob
The North American Securities Administrators Association (NASAA) has now opened registration for the organization’s 95th Annual Conference, to be held at the historic Hotel del Coronado in Coronado, California from September 9-11, 2012. [read post]
2 May 2012, 1:53 pm
NCEA estimates that financial mistreatment impacts five million American seniors annually with only one in twenty-five being reported. [read post]
25 Mar 2016, 1:38 pm by John Jascob
“In unsealing this indictment, the Department of Justice is sending a powerful message: that we will not allow any individual, group, or nation to sabotage American financial institutions or undermine the integrity of fair competition in the operation of the free market,” said U.S. [read post]
19 Feb 2017, 3:42 am by Cecilia Marcela Bailliet
Matter of Members of the Miskitu indigenous people of the North Caribbean Coast regarding to Nicaragua, 2016). [read post]
5 Jul 2009, 3:04 am
NASAA Opens Registration for Annual Conference in DenverThe North American Securities Administrators Association (NASAA) will convene its 92nd Annual Conference at the Sheraton Denver Downtown Hotel in Denver, Colorado from September 13-15, 2009. [read post]
24 Apr 2023, 9:30 am by The White Law Group
Investment Fraud Scams – Threats in 2023 According to an investor alert issued by the North American Securities Administrators Association (NASSA),  investment fraud scams may be as close as your email, your social media accounts, or on a telephone call. [read post]
22 Aug 2012, 7:20 pm
The North American Securities Administrators Association has issued its yearly list of financial products and practices that it believes pose among the greatest investment danger to investors. [read post]
8 Oct 2009, 1:53 pm
Insurance company advocacy groups and federal and state regulators claim that perpetrators of North Carolina workers' compensation fraud do systemic harm, in other words. [read post]