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13 Oct 2023, 10:48 am
Miche from the industry pursuant to a decision by its Office of Hearing Officers. [read post]
1 Jul 2010, 6:38 am
Morgan Stanley said on Thursday that it has hired Francis P. [read post]
29 Mar 2010, 1:58 pm
Baird Private Wealth Management has lured two executives from Morgan Stanley Smith Barney to join its office in Scottsdale, Ariz. [read post]
17 Jun 2009, 3:06 pm
Morgan Lewis bolstered its banking and leveraged finance presence with the hiring of five partners and six associates from Bingham's Boston office. [read post]
30 Jun 2017, 11:58 am
Morgan Securities’ Woodland Hills office was barred from FINRA membership as a result of failing to cooperate with a FINRA investigation. [read post]
19 Oct 2010, 7:30 am
In its quest to consolidate is Manhattan office space, could Morgan Stanley choose its archrival's old headquarters? [read post]
10 Aug 2009, 7:13 am
., whose brokerage arm is Morgan Keegan & Company, has revealed in its Aug. 5 10-Q filing with the Securities and Exchange Commission (SEC) that Morgan Keegan, Morgan Asset Management Company and three employees each received a Wells notice in July from the SEC's office in Atlanta, alerting them to prepare for future enforcement actions for possible violations of the federal securities laws. [read post]
24 Feb 2020, 9:57 am
Dwayne Chambers was named deputy chief for the Office of Police and Public Safety at Morgan State University after conducting a comprehensive national search. [read post]
11 Sep 2013, 10:51 am
Morgan Stanley targets a loan-to-deposit ratio of about 70% in 2015, compared with about 55% last year, Chief Financial Officer Ruth Porat said that interest income has the highest incremental profit margin of any revenue in wealth management.Morgan Stanley Seeks to Increase Loans to 70% of Deposits | Financial Planning [read post]
22 Apr 2009, 9:18 am
On a conference call Wednesday morning to talk about the company's first-quarter loss, Colm Kelleher, Morgan Stanley's chief financial officer, was asked about the firm's plans to repay the $10 billion it received last fall under the Troubled [...] [read post]
9 Jul 2007, 4:55 am
The purchase adds to a global buying spree that has seen Morgan Stanley take over offices, hotels and residences outside the United States to the tune of $8 billion. [read post]
7 Jan 2014, 9:35 am
[JURIST] The US Attorney's Office for the Southern District of New York [official website] entered into a deferred prosecution agreement [text, PDF] with JP Morgan Chase & Co. [read post]
5 Feb 2022, 7:38 am
Read: The Notices of Covered Actions More SEC Whistleblower News on WNN The post SEC Whistleblower Office Posts Notices for JP Morgan Recordkeeping Case, 11 Other Actions appeared first on Whistleblower Network News. [read post]
3 Feb 2009, 3:48 am
The cuts will mostly be in back-office jobs, which entail processing trades, since it trimmed front-office traders and [...] [read post]
1 Feb 2011, 2:36 pm
Morgan Lewis & Bockius today announced that three partners and two associates in Howrey’s Chicago office have jumped ship, including the office’s managing partner and the chairman of the firm’s consumer class action defense group. [read post]
5 Jul 2018, 7:03 am
Morgan Securities. [read post]
4 Nov 2009, 11:02 am
Morgan Securities to obtain $5 billion in Jefferson County,... [read post]
1 Jun 2022, 1:32 pm
For a free consultation please call the offices at 888-637-5510. [read post]
21 Sep 2023, 10:00 pm
In the Morgan Lewis Anti-Bribery and Corruption Survey Report published in partnership with Compliance Week, Morgan Lewis lawyers discuss the key findings of a tailored, in-depth assessment of compliance leaders—ranging from auditors and cybersecurity specialists to chief compliance officers and general counsel—and their current practices and priorities, including their confidence in their financial controls, use of data to inform and improve their compliance… [read post]
9 Jun 2023, 10:22 am
Attorney’s Office for the Eastern District of Texas. [read post]
