Search for: "Oxley v. General Atlantic Resources, Inc." Results 1 - 3 of 3
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23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
2 Jan 2018, 5:08 pm by Kevin LaCroix
The result has been that the public company D&O insurers now generally insist on a separate retention for M&A litigation (usually set as high as $1 million or more), in order to reduce the chance of high frequency deal-related litigation producing significant D&O insurance loss costs. [read post]