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15 Feb 2013, 11:44 am
Jenna Greene at The Blog of Legal Times had a post yesterday citing eight additional states -- including Ohio -- joining a lawsuit challenging the constitutionality of the Dodd-Frank Act, Consumer Financial Protection Bureau, and CFPB Director Richard Cordray’s appointmernt. [read post]
17 Dec 2013, 9:00 am by Jason M. Knott
  He ruled that Richard Ellington could pursue a Dodd-Frank retaliation claim against his former employer, New England Investment & Retirement Group, Inc. [read post]
8 Feb 2013, 8:28 am by Elan Mendel
Dodd-Frank Progress in Check: Senate Panel to MeetThe Dodd-Frank Act and its implementation will fall under Congressional oversight as top U.S. [read post]
10 Aug 2007, 1:19 pm
Dodd-Shelby Provision Gives SEC-PCAOB Time to Reform Internal ControlsA provision in the American COMPETES Act (PL 110-69) inserted by Senators Christopher Dodd and Richard Shelby would give the SEC and PCAOB more time, but not unlimited time, to reform the internal control reporting mandates under section 404 of the Sarbanes-Oxley Act. [read post]
13 Jun 2018, 6:47 am
Nuccio is partner and Richard Loewy is counsel at Ropes & Gray LLP. [read post]
15 Nov 2010, 9:37 am by Richard Alderman
Speakers included: Richard Alderman, Associate Dean and Director of the Center for Consumer Law, University of Houston Law CenterJohn R. [read post]
5 May 2010, 2:30 pm by James Hamilton
Dodd-Shelby Amendment Ends Liquidation Fund and Allows Regulators to Impose Industry Bans on Culpable Executives at Failed FirmsSenate Banking Committee Chair Chris Dodd and Ranking Member Richard Shelby have reached an agreement on various issues in the financial reform legislation, S 3217, allowing the measure to move forward. [read post]
8 Jan 2010, 6:08 am by Walter Olson
I was a guest this morning on Ray Dunaway's show on WTIC 1080 (Hartford) to discuss Democrat Richard Blumenthal's bid to replace Chris Dodd in the U.S. [read post]
17 May 2011, 12:04 pm by Steve Bainbridge
Casey & Richard Leu, United States: New Executive Compensation Disclosures Under Dodd-Frank (August 3, 2010), Mondaq.com, http://www.mondaq.com/unitedstates/ article.asp? [read post]
5 Aug 2010, 5:14 pm by James Hamilton
He noted that Senator Richard Shelby, Banking Committee Ranking Member, is very concerned about capital standards, so there is a common interest in adequate capital standards. [read post]
Meanwhile, Senate Banking Committee Chairman Richard Shelby (R-AL) is advancing the “Financial Regulatory Improvement Act of 2015,” which seeks to amend a number of provisions of Dodd-Frank. [read post]
18 Jan 2015, 12:27 pm by James Hamilton
It keeps the Volcker rule completely intact and simply provides phased-in compliance to banks of all sizes that made sound investment decisions, allowing for a finite universe of well-performing legacy CLOs to be sold or paid off.Senator Richard Shelby (R-Ala), incoming Chair of the Banking Committee, has not issued a statement on H,R. 37, but he is known to favor Dodd-Frank technical corrections. [read post]
16 Feb 2011, 1:47 pm by James Hamilton
Regulators must not compound the mistakes of Dodd-Frank by promulgating uninformed rules, said Ranking Member Richard Shelby (R-ALA). [read post]
6 Mar 2013, 4:38 am by Broc Romanek
Senator Shelby Introduces Dodd-Frank "Roll Back" Bills Yesterday, Senator Richard Shelby (R-AL) introduced two Dodd-Frank bills. [read post]