Search for: "Richard DiNapoli" Results 41 - 47 of 47
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9 Apr 2010, 1:00 pm by Lucas A. Ferrara, Esq.
  Lieutenant Governor Richard Ravitch and Comptroller Tom DiNapoli are among those who are offering serious proposals for changing the State budget process. [read post]
15 May 2022, 9:11 pm by The Regulatory Review Staff
Richard DiNapoli, Managing Editor May 11, 2022 | Giving the Power of Preemption to Private Business | Florida lawmakers create a pathway for companies to challenge local regulations that affect profits. [read post]
27 Dec 2022, 9:05 pm by Series of Essays
September 5, 2022 | Richard DiNapoli Former regulator argues that proposed SEC rules open up new regulation of securities markets. [read post]
4 Nov 2009, 7:59 am
DiNapoli - State Comptroller Under the proposed SEC rule, it is not clear if the investment adviser would subsequently be prohibited from earning compensation for advisory services provided to the Fund. [read post]
23 Aug 2018, 9:01 pm by Jim Sedor
A year later, much of the money from Richard Uihlein and Robert Mercer is gone. [read post]