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4 Jul 2019, 8:00 am by Robert J. Fleming
If you would like to discuss your personal injury case with an experienced injury lawyer who has empathy and compassion for your situation, call Robert J. [read post]
6 Jun 2019, 3:00 am by Doug Cornelius
Sources: Form CRS Relationship Summary; Amendments to Form ADVRegulation Best Interest: The Broker-Dealer Standard of ConductCommission Interpretation Regarding Standard of Conduct for Investment AdvisersCommission Interpretation Regarding the Solely Incidental Prong of the Broker-Dealer Exclusion from the Definition of Investment AdviserStatement Regarding the SEC’s Rulemaking Package for Investment Advisers and Broker-Dealers – Rick Fleming, Investor Advocate Statement… [read post]
2 Jun 2019, 11:27 pm by Chuck Cosson
Tool Without A Handle:  Guerilla Information Warfare “The enemies of liberal democracy hack our feelings of fear and hate and vanity, and then use these feelings to polarize and destroy" - Yuval Noah Harari.[1] Most of the discussion of the report of the Office of the Special Counsel[2] has, understandably focused on the political implications, and interestingly for a report prompted by foreign intelligence operations, it is not really a counterintelligence report.[3]  But… [read post]
29 Apr 2018, 3:03 pm by Kevin LaCroix
”   More recently, in a February 26, 2018 speech, then-newly appointed Democratic Commissioner Robert J. [read post]
10 Apr 2018, 2:40 pm
I am happy to report the publication of my article,  "The Corporate Social Responsibilities of Financial Institutions for the Conduct of their Borrowers: The View From International Law and Standards," Lewis & CLark Law Review 21(4):881-920 (2018). [read post]
27 Feb 2018, 4:40 pm by Kevin LaCroix
”   Finally, in a February 26, 2018 speech, newly appointed Democratic Commissioner Robert J. [read post]
6 Jan 2018, 7:32 am
I am happy to announce the publication of "Sovereign Wealth Funds, Capacity Building, Development and Governance," which appears in the Wake Forest Law Review 52(4):735-780 (2017). [read post]
29 Sep 2017, 12:35 pm by Mark Astarita
Fleming, a former vice president of sales at Life Time Fitness, learned of the merger discussions on or before Feb. 23, 2015 and tipped his friend and business partner Bret J. [read post]